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HISTORY OF DIPLOMACY
As soon as people organized themselves into separate social groups, the necessity of regularizing contacts with representatives of other groups became apparent. Even the earliest civilizations had rules for interaction.
The first civilization to develop an orderly system of diplomacy was ancient Greece. Ambassadors and special missions were sent from city to city to deliver messages and warnings, to transfer gifts, and to plead the cases of their own people before the rulers of other city-states. These diplomatic missions, however, were occasional and sporadic.
With the decline of Greece and the rise of the Roman Empire, the Greek system of diplomacy disappeared. As Rome expanded, its diplomacy served the purposes of conquest and annexation. The Romans were not inclined to coexist with other states on the basis of mutual interests. Rome issued commands it did not negotiate.
For almost a thousand years after the fall of Rome, Europeans thought of themselves not as members of separate nations but rather as members of smaller groups vaguely bound to some feudal overlord. Although localities had relations from time to time, no record exists of any formal diplomatic practices during the middle Ages.
Modern diplomacy had its origins during the Italian Renaissance. Early in the 15th century, a group of city-states developed in Italy, but none could dominate the rest, and all feared conquest by the others. The rulers of most of the city-states gained their positions through force and cunning. Because they could not count on the loyalty of their subjects, these rulers hoped to maintain allegiance by seeking foreign conquest and treasure. They sought opportunities to increase their power and expand their domain and were always concerned about the balance of power on the Italian Peninsula.
Although Renaissance diplomacy was especially vicious and amoral, the Italian city-states developed a number of institutions and practices that still exist: (1) They introduced a system of permanent ambassadors who represented the interests of their states by observing, reporting, and negotiating. (2) Each state created a foreign office that evaluated the written reports of the ambassadors, sent instructions, helped to formulate policies, and kept vast records. (3) Together they developed an elaborate system of protocol, privileges, and immunities for diplomats. Ambassadors and their staffs were granted freedom of access, transit, and exit at all times. Local laws could not be used to impede an ambassador in carrying out duties, but ambassadors could be held accountable if they actually committed crimes, such as theft or murder. (4) The concept of extraterritoriality was established. Under this principle, an embassy in any state stood on the soil of its own homeland, and anyone or anything within the embassy compound was subject only to the laws of its own country.
The rise of nation-states in 17th-century Europe led to the development of the concepts of national interest and the balance of power. The former concept meant that the diplomatic objectives of nations should be based on state interests and not on personal ambition, rivalries, sentiment, religious doctrine, or prejudice. For example, gaining access to raw materials was in the national interest. The balance of power theory was based on a general interest in maintaining the state system by seeking equilibrium of power among the most powerful nations. That diplomacy could be used to pursue both sets of interests was soon apparent. Increasingly, the presence of the major powers became a staple in international politics. Although small countries might disappear, as Poland did when it was partitioned in the 18th century, the great powers sought to manage their relations without threatening one another’s survival. At the same time, European diplomats were becoming increasingly professional and learned. The seamier side of diplomacy—the bribing, lying, and deceiving—was gradually replaced by a code of expected and acceptable conduct.
The European system of diplomacy suffered its first shock when Napoleon attempted to conquer Europe in the early 19th century. After Napoleon’s defeat, the European system was “restored,” and no major wars occurred for the next hundred years.
In 1914 the countries of Europe were thrust into another violent confrontation. The carnage of World War I brought the European system of diplomacy into disrepute. U.S. President Woodrow Wilson was the chief critic of the European diplomatic system and the proponent of a new type of open diplomacy and collective security. Wilson’s primary targets were the theory and practice of the balance of power, the distinction between great and small powers, the pursuit of national interests, secret agreements and treaties, and professional diplomats.
In place of the old system Wilson offered a “new diplomacy” in his Fourteen Points. Open covenants would be drafted in international conferences with great and small countries participating on an equal basis. Peace would be maintained by making national boundaries coincide with ethnic boundaries. All members of the international community would pledge to fight for these boundaries against any nation that used force to change them. Countries would pursue community interests instead of national interests and submit their disputes with each other to international arbitration for peaceful resolution.
Many of Wilson’s ideas were incorporated into the 1919 Treaty of Versailles (see Versailles, Treaty of) and the League of Nations. After the United States rejected the league and returned to a policy of isolationism, however, the European states reverted to the balance of power system and the pursuit of national interests through professional diplomats.
Prewar diplomacy
By the early years of the 20th century the major imperialist gains had been completed, but some of the excitement that the process had generated remained, to spill back into European diplomacy. Germany had begun construction of a large navy, for example, in the late 1890s, in part to assure its place as an imperialist power but this development, along with Germany’s rapid industrial surge, threatened Britain. France ran a massive empire, but its nationalistic yearnings were not fully satisfied and the humiliating loss of Alsace-Lorraine had not been avenged. Russia encountered a new opponent in the Far East in the rise of Japan. The Japanese, fearful of Russian expansion in northern China, defeated the tsarist forces in the Russo-Japanese War in 1904–05, winning Korea in the process. The unstable Russian regime looked for compensatory gains in the hothouse of the Balkans rather than in the distant reaches of Asia. The stage was set for intensification of European conflicts.
Furthermore, the complex alliance system developed by Bismarck came unraveled following the statesman’s removal from power in 1890 at the hands of a new emperor, William II. Germany did not renew its alliance with Russia, and during the 1890s an alliance developed between Russia and France, both fearful of Germany’s might. Britain, also wary of German power, swallowed its traditional enmity and colonial rivalries with France, forming a loose Entente Cordiale in 1904 Russia joined this understanding in 1907. Europe stood divided between two alliance systems.
In 1908 Austria-Hungary annexed Bosnia and Herzegovina. It was eager to strike a blow against South Slavic nationalism, which threatened the multinational Habsburg empire. This move antagonized Russia and Serbia, the latter claiming these territories as part of its own national domain. In 1912 Russia aided several of the Balkan states in a new attack on the Ottoman Empire, with the allies hoping to obtain Macedonia. The Balkan nations won, but they quarreled with each other in the Second Balkan War in 1913. Further bitterness resulted in the Balkan region, with Serbia, though a winner in both wars, eager to take on Austria-Hungary directly.
On June 28, 1914, Gavrilo Princip, a Serbian nationalist, assassinated the Austrian archduke and apparent heir to the throne Franz Ferdinand. Austria-Hungary resolved to crush the Serbian threat in response. Germany supported its Austrian ally, partly because it feared that its most reliable partner needed a victory and partly because many leaders judged that war had become inevitable and was preferable sooner than later, given ongoing military modernizations in France and Russia. Russia refused to abandon Serbia, and France hewed to its alliance with Russia. Last-minute negotiations, led by Britain, failed. Russia began a general mobilization following Austria’s July 28 attack on Serbia. Germany, eager to take advantage of Russia’s slowness by striking a lightning blow in the west, then invaded neutral Belgium and pushed into northern France. Britain, briefly hesitant, was committed by treaty to defend Belgium and entered the fray on August 4, and World War I was under way.
The patterns of European diplomacy in the late 19th century are not an unrelieved story of nationalist rivalries. From the 1850s onward European nations signed a number of constructive international agreements designed to link postal systems, regularize principles of international commercial law, and even install some humanitarian agreements in the event of war. The International Red Cross was one fruit of these activities, as was the establishment of a World Court, in the Netherlands, to help settle international disputes. But efforts to negotiate a reduction of armaments, in a series of conferences beginning in 1899, failed completely amid growing national military buildups. Britain and Germany, in particular, refused to abandon their naval race, which took a new turn in 1906 with the development of the massive British battleship HMS Dreadnought.
World War I, a bloody struggle that served to reduce Europe’s world role, resulted not only from escalating international tensions but also from domestic strains. Russia and Austria-Hungary, internally pressed by social and nationalist strife, looked to diplomatic successes, even at the cost of war, as a means of diverting internal discontents, and the alliance system trapped more stable nations into following suit. Germany, Britain, and France, beleaguered by growing socialist gains that frightened a conservative leadership and urged on by intense popular nationalism, also accepted war not only as a diplomatic tool but also as a means of countering internal disarray. Cultural emphasis on irrationality, spontaneity, and despair contributed to the context as well. War thus resulted from a number of basic developments in 19th-century Europe, just as its catastrophic impact resulted from the military technologies that the 19th-century industrial revolution had created.
French Alliance, French Assistance, and European Diplomacy during the American Revolution, 1778–1782
During the American Revolution, the American colonies faced the significant challenge of conducting international diplomacy and seeking the international support it needed to fight against the British. The single most important diplomatic success of the colonists during the War for Independence was the critical link they forged with France. Representatives of the French and American governments signed the Treaty of Alliance and the Treaty of Amity and Commerce on February 6, 1778.
American colonists hoped for possible French aid in their struggle against British forces. The Continental Congress established the Secret Committee of Correspondence to publicize the American cause in Europe. Committee member Benjamin Franklin wrote to contacts in France with encouraging accounts of colonial resistance. The French had suffered a defeat by the British during the Seven Years’ War and had lost North American territory under the 1763 Treaty of Paris. As the French and the British continued to vie for power in the 1770s, French officials saw an opportunity in the rebellion of Britain’s North American colonies to take advantage of British troubles. Through secret agents, the French Government began to provide clandestine assistance to the United States, much of which they channeled through American trader Silas Deane.
As the members of the Continental Congress considered declaring independence, they also discussed the possibility and necessity of foreign alliances, and assigned a committee to draft a Model Treaty to serve as guide for this work. After Congress formally declared independence from Great Britain in 1776, it dispatched a group of several commissioners led by Benjamin Franklin to negotiate an alliance with France. When news of the Declaration of Independence and the subsequent British evacuation of Boston reached France, French Foreign Minister Comte de Vergennes decided in favor of an alliance. However, once news of General George Washington ’s defeats in New York reached Europe in August of 1776, Vergennes wavered, questioning the wisdom of committing to a full alliance.
Benjamin Franklin’s popularity in France bolstered French support for the American cause. The French public viewed Franklin as a representative of republican simplicity and honesty, an image Franklin cultivated. A rage for all things Franklin and American swept France, assisting American diplomats and Vergennes in pushing for an alliance. In the meantime, Vergennes agreed to provide the United States with a secret loan.
Despite the loan and discussions of a full alliance, French assistance to the new United States was limited at the outset. Throughout 1777, Vergennes delayed as he conducted negotiations with the Spanish Government, which was wary of U.S. independence and also wanted assurances that Spain would regain territories if it went to war against the British.
Vergennes finally decided in favor of an alliance when news of the British surrender at the Battle of Saratoga reached him in December 1777. Vergennes, having heard rumors of secret British peace offers to Franklin, decided not to wait for Spanish support and offered the United States an official French alliance. On February 6, 1778, Benjamin Franklin and the other two commissioners, Arthur Lee and Silas Deane , signed a Treaty of Alliance and a Treaty of Amity and Commerce with France. The Treaty of Alliance contained the provisions the U.S. commissioners had originally requested, but also included a clause forbidding either country to make a separate peace with Britain, as well as a secret clause allowing for Spain, or other European powers, to enter into the alliance. Spain officially entered the war on June 21, 1779. The Treaty of Amity and Commerce promoted trade between the United States and France and recognized the United States as an independent nation.
Between 1778 and 1782 the French provided supplies, arms and ammunition, uniforms, and, most importantly, troops and naval support to the beleaguered Continental Army. The French navy transported reinforcements, fought off a British fleet, and protected Washington’s forces in Virginia. French assistance was crucial in securing the British surrender at Yorktown in 1781.
With the consent of Vergennes, U.S. commissioners entered negotiations with Britain to end the war, and reached a preliminary agreement in 1782. Franklin informed Vergennes of the agreement and also asked for an additional loan. Vergennes did lodge a complaint on this instance, but also granted the requested loan despite French financial troubles. Vergennes and Franklin successfully presented a united front despite British attempts to drive a wedge between the allies during their separate peace negotiations. The United States, Spain, and France formally ended the war with Britain with the Treaty of Paris in 1783.
Although European powers considered their treaty obligations abrogated by the French Revolution, the United States considered it to be in effect despite President Washington’s policy of neutrality in the war between Britain and France. The Citizen Genêt Affair erupted partially because of clauses contained in the alliance treaty that violated the neutrality policy. The Treaty of Paris also remained technically in effect during the undeclared Quasi-War with France, and was formally ended by the Convention of 1800 which also terminated the Quasi-War.
European Cultural Diplomacy and the Twenty Years’ Crisis, 1919–1939
In the new special issue of Contemporary European History, co-editors Benjamin Martin and Elisabeth Piller bring together a collection of cutting-edge research exploring this conundrum. The issue’s nine articles probe the relationship between Europe’s interwar crisis and the emergence of modern cultural diplomacy by exploring cases drawn from France, Germany, the United Kingdom, Hungary, Italy, Poland, Spain, the Soviet Union and Sweden. Taken together, these allow us to see that interwar Europe was a laboratory for the testing of new ‘cultural’ tools in international politics – one that produced ideas and practices that have continued to shape diplomatic practice to this day. Read the full introduction here
Latest in the blog series
British Cultural Diplomacy and Overseas Students: The British Council’s Students Committee, 1935–1939
Article
Cultural Diplomacy and Europe's Twenty Years’ Crisis, 1919–1939: Introduction
Photographs of the German and Soviet pavilions facing off at the Paris International Exposition in 1937 offer an iconic image of the interwar period, and with good reason. This image captures the interwar period's great conflict of ideologies, the international interconnectedness of the age and the aestheticisation of political and ideological conflict in the age of mass media and mass spectacle. [Figure 1] Last but not least, it captures the importance in the 1930s of what we now call cultural diplomacy. Both pavilions – Germany's, in Albert Speer's neo-classical tower bloc crowned with a giant swastika, and the Soviet Union's, housed in Boris Iofan's forward-thrusting structure topped by Vera Mukhina's monumental sculptural group – represented the outcome of a large-scale collaboration between political leaders and architects, artists, intellectuals and graphic and industrial designers seeking to present their country to foreign visitors in a manner designed to advance the country's interests in the international arena. Each pavilion, that is, made an outreach that was diplomatic – in the sense that it sought to mediate between distinct polities – using means that were cultural – in the sense that they deployed refined aesthetic practices (like the arts and architecture) and in the sense that they highlighted the distinctive features, or ‘culture’, of a particular group (like the German nation or the Soviet state).
The ‘First Exhibition of Russian Art’ in Berlin: The Transnational Origins of Bolshevik Cultural Diplomacy, 1921–1922
The emergence of a Soviet cultural diplomacy in the 1920s was hardly predictable. Bolsheviks’ propaganda for ‘world revolution’ reduced the image of Soviet Russia to one of Leninist-proletarian victory, while the rejection of diplomatic tradition and a distrust of artists and intellectuals precluded any commitment to cultural action abroad. This article explores how, when and why a Soviet cultural diplomacy developed. It focuses on two episodes related to the famine of 1921, including, based on new archival evidence, the First Exhibition of Russian Art in Berlin in October 1922. The exhibition's spectacular success paved the way for Soviet cultural diplomacy that moved away from overtly communist propaganda in order to address Western avant-garde literary and artistic milieus.
‘Extended Arm of Reich Foreign Policy’? Literary Internationalism, Cultural Diplomacy and the First German PEN Club in the Weimar Republic
This article examines the first German PEN Club (established in 1924) as a semi-formal agent of cultural diplomacy after the First World War. It shows that leading figures in the German PEN negotiated a role in the International PEN which blended PEN's ostensibly non-political literary internationalism with the national interests of the young Weimar Republic. It explores their mutually expedient relationship with the German Foreign Ministry their efforts to influence state cultural diplomacy and their use of the International PEN framework to test alternative visions of international order. The article complicates the notion that PEN was an ‘instrument’ or ‘extended arm’ of foreign policy by underlining the agency of PEN intellectuals and by showing how PEN was part of a wider search for new ways to shape international affairs and find ideological compromise in an era often seen through a dominant lens of confrontation and polarisation.
Weak State, Powerful Culture: The Emergence of Spanish Cultural Diplomacy, 1914–1936
This article explores the historical factors that allowed a weak state like Spain to have cultural influence in other European countries during the interwar period. Drawing on archival material from several countries, I argue that Spain could not promote systematically its culture in the early 1920s, but that it gained in soft power because of Western European countries’ new interest first in Spanish neutrality and then in the Latin American market. When the Spanish state developed an active cultural diplomacy in the late 1920s, it was able to derive benefit from the work that other countries had already done to promote Spanish language and culture.
Gain Weight, Have Fun, Discover the Motherland: The German–Polish Children's Summer Camp Exchange and Interwar Era Revisionism
This article examines a previously un-researched aspect of nationalist politics, borderland contestation, national indifference and the politicisation of youth and cultural diplomacy in interwar Central Europe: the German–Polish ‘summer vacation exchange for children’ ( Ferienkinderaustausch ). The Versailles territorial settlement, which left nationalists in both countries in discontent about territories and minority groups remaining in the hands of the neighbour, formed the basis for this venture in cultural diplomacy. Each party gave the other the right to rally ‘its youth’ living on the other side of the border to travel to its ‘motherland’ for summer camp. Focusing on the case study of the heatedly contested industrial borderland of Upper Silesia, this article examines the German–Polish children's exchange on two levels. On the local level it examines how youth were rallied and transported to their ‘motherland’ for the summer and what treatment and experience they received. On the international level it explores the paradox of German–Polish cooperation and the conflict that was an inherent aspect of this venture.
The Race for Revision and Recognition: Interwar Hungarian Cultural Diplomacy in Context
In the wake of the First World War there was an explosion of cultural diplomatic activity and Hungary was no exception. However, as this study shows, Hungary was very much unlike its regional and Western European counterparts. Unlike the Germans, Italians, British and French, Hungarians were not trying to spread Hungarian culture per se . Hungarians employed cultural diplomacy to alter the post-war order. Considering the weakness of its economy, the frailty of its nearly non-existent military and the lack of weight that the country carried on the international political stage, the Hungarian government saw cultural diplomacy as a promising and viable alternative for changing the post-war status quo. Demonstrating the country's contribution to European and indeed to universal culture and civilisation was the fundamental message of Hungarian cultural diplomacy. However, other regional powers also aimed to portray their contributions in the very same way. In the resulting competitive climate, the Hungarian political leadership not only believed that the international community needed to be enlightened about the historical and cultural deeds of the Hungarian nation but also aimed to prove Hungary's supposed cultural supremacy over its regional counterparts. This article traces these efforts and their main themes through domestic and international festivals and gatherings, amongst them the 1930 St. Emeric's Year, the Fourth World Scout Jamboree in 1933 and the 1937 Paris World's Fair. In the end, the essay examines the real and perceived utility and limitations of small power cultural diplomacy in the age of great power politics.
Contents
During the Neolithic era (starting at c. 7000 BC.) and the time of the Indo-European migrations (starting at c. 4000 BC.) Europe saw massive migrations from east and southeast which also brought agriculture, new technologies, and the Indo-European languages, primarily through the areas of the Balkan peninsula and the Black sea region.
Some of the best-known civilizations of the late prehistoric Europe were the Minoan and the Mycenaean, which flourished during the Bronze Age until they collapsed in a short period of time around 1200 BC.
The period known as classical antiquity began with the emergence of the city-states of Ancient Greece. After ultimately checking the Persian advance in Europe through the Greco-Persian Wars in the 5th century BC, Greek influence reached its zenith under the expansive empire of Alexander the Great, spreading throughout Asia, Africa, and other parts of Europe.
The Thracians, their powerful Odrysian kingdom, distinct culture and architecture were long present in Southeast Europe.
The Roman Empire came to dominate the entire Mediterranean basin. By 300 AD the Roman Empire was divided into the Western and Eastern empires. During the 4th and 5th centuries, the Germanic peoples of Northern Europe, pressed by the Huns, grew in strength and led repeated attacks that resulted in the Fall of the Western Roman Empire. The Western empire's collapse in AD 476 traditionally marks the end of the classical period and the start of the Middle Ages.
In Western Europe, Germanic peoples became more powerful in the remnants of the former Western Roman Empire and established kingdoms and empires of their own. Of all of the Germanic peoples, the Franks would rise to a position of hegemony over Western Europe, the Frankish Empire reaching its peak under Charlemagne around 800. This empire was later divided into several parts West Francia would evolve into the Kingdom of France, while East Francia would evolve into the Holy Roman Empire, a precursor to modern Germany and Italy. The British Isles were the site of several large-scale migrations.
The Byzantine Empire – the eastern part of the Roman Empire, with its capital Constantinople, survived for the next 1000 years. During most of its existence, the empire was the most dominant empire, also most powerful economic, cultural, and military force in Europe. The powerful and long lived Bulgarian Empire was its main competitor in the region of Southeast Europe for centuries. Byzantine art, architecture, political dominance, and Bulgarian cultural and linguistic achievements left great legacy in Orthodox and Slavic Europe and beyond through the Middle Ages to this day.
The Viking Age, a period of migrations of Scandinavian peoples, occurred from the late 8th century to the middle 11th century. The Normans, descendants of the Vikings who settled in Northern France, had a significant impact on many parts of Europe, from the Norman conquest of England to Sicily. The Rus' people founded Kievan Rus', which evolved into Russia. After 1000 the Crusades were a series of religiously motivated military expeditions originally intended to bring the Levant back under Christian rule. The Crusaders opened trade routes which enabled the merchant republics of Genoa and Venice to become major economic powers. The Reconquista, a related movement, worked to reconquer Iberia for Christendom.
Eastern Europe in the High Middle Ages was dominated by the rise and fall of the Mongol Empire. Led by Genghis Khan, the Mongols were a group of steppe nomads who established a decentralized empire which, at its height, extended from China in the east to the Black and Baltic Seas in Europe. As Mongol power waned towards the Late Middle Ages, the Grand Duchy of Moscow rose to become the strongest of the numerous Russian principalities and republics and would grow into the Tsardom of Russia in 1547. The Late Middle Ages represented a period of upheaval in Europe. The epidemic known as the Black Death and an associated famine caused demographic catastrophe in Europe as the population plummeted. Dynastic struggles and wars of conquest kept many of the states of Europe at war for much of the period. In Scandinavia, the Kalmar Union dominated the political landscape, while England fought with Scotland in the Wars of Scottish Independence and with France in the Hundred Years' War. In Central Europe, the Polish–Lithuanian Commonwealth became a large territorial empire, while the Holy Roman Empire, which was an elective monarchy, came to be dominated for centuries by the House of Habsburg. Russia continued to expand southward and eastward into former Mongol lands. In the Balkans, the Ottoman Empire overran Byzantine lands, culminating in the Fall of Constantinople in 1453, which historians mark as the end of the Middle Ages.
Beginning in the 14th century in Florence and later spreading through Europe, a Renaissance of knowledge challenged traditional doctrines in science and theology. The rediscovery of classical Greek and Roman knowledge had an enormous liberating effect on intellectuals. Simultaneously, the Protestant Reformation under German Martin Luther questioned Papal authority. Henry VIII seized control of the English Church and its lands. The European religious wars were fought between German and Spanish rulers. The Reconquista ended Muslim rule in Iberia. By the 1490s a series of oceanic explorations marked the Age of Discovery, establishing direct links with Africa, the Americas, and Asia. Religious wars continued to be fought in Europe, until the 1648 Peace of Westphalia. The Spanish crown maintained its hegemony in Europe and was the leading power on the continent until the signing of the Treaty of the Pyrenees, which ended a conflict between Spain and France that had begun during the Thirty Years' War. An unprecedented series of major wars and political revolutions took place around Europe and the world in the period between 1610 and 1700. [1]
The Industrial Revolution began in Britain, based on coal, steam, and textile mills. Political change in continental Europe was spurred by the French Revolution under the motto liberté, égalité, fraternité. Napoleon Bonaparte took control, made many reforms inside France, and transformed Western Europe. But his rise stimulated both nationalism and reaction and he was defeated in 1814–15 as the old royal conservatives returned to power.
The period between 1815 and 1871 saw revolutionary attempts in much of Europe (apart from Britain). They all failed however. As industrial work forces grew in Western Europe, socialism and trade union activity developed. The last vestiges of serfdom were abolished in Russia in 1861. Greece and the other Balkan nations began a long slow road to independence from the Ottoman Empire, starting in the 1820s. Italy was unified in its Risorgimento in 1860. After the Franco-Prussian War of 1870–71, Otto von Bismarck unified the German states into an empire that was politically and militarily dominant until 1914. Most of Europe scrambled for imperial colonies in Africa and Asia in the Age of Empire. Britain and France built the largest empires, while diplomats ensured there were no major wars in Europe, apart from the Crimean War of the 1850s.
The outbreak of the First World War in 1914 was precipitated by the rise of nationalism in Southeastern Europe as the Great Powers took sides. The 1917 October Revolution led the Russian Empire to become the world's first communist state, the Soviet Union. The Allies, led by Britain, France, and the United States, defeated the Central Powers, led by the German Empire and Austria-Hungary, in 1918. During the Paris Peace Conference the Big Four imposed their terms in a series of treaties, especially the Treaty of Versailles. The war's human and material devastation was unprecedented.
Germany lost its overseas empire and several provinces, had to pay large reparations, and was humiliated by the victors. They in turn had large debts to the United States. The 1920s were prosperous until 1929 when the Great Depression broke out, which led to the collapse of democracy in many European states. The Nazi regime under Adolf Hitler came to power in 1933, rearmed Germany, and along with Mussolini's Italy sought to assert themselves on the continent. Other nations, who had not taken to the attractions of fascism, sought to avoid conflict. They set boundaries of appeasement, which Hitler continually ignored. The Second World War began. The war ended with the defeat of the Axis powers but the threat of more conflict was recognised before the war's end. Many from the US were suspicious of how the USSR would treat the peace – in the USSR there was paranoia at US forces in Europe. Eastern Front/Western Front meetings among leaders in Yalta proved inconclusive. In the closing months of the war there was a race to the finish. The territories captured from the Nazis by troops from the USSR found they had exchanged Hitler for Stalin. The USSR would not leave those territories for forty years. The USSR claimed they needed buffer states between them and the nascent NATO. In the west, the term Iron Curtain entered the language. The United States launched the Marshall Plan from 1948 to 1951 and NATO from 1949, and rebuilt industrial economies that all were thriving by the 1950s. France and West Germany took the lead in forming the European Economic Community, which eventually became the European Union (EU). Secularization saw the weakening of Protestant and Catholic churches across most of Europe, except where they were symbols of anti-government resistance, as in Poland. The Revolutions of 1989 brought an end to both Soviet hegemony and communism in Eastern Europe. Germany was reunited, Europe's integration deepened, and both NATO and the EU expanded to the east. The EU came under increasing pressure because of the worldwide recession after 2008.
Homo erectus migrated from Africa to Europe before the emergence of modern humans. Homo erectus georgicus, which lived roughly 1.8 million years ago in Georgia, is the earliest hominid to have been discovered in Europe. [2] Lézignan-la-Cèbe in France, Orce [3] in Spain, Monte Poggiolo [4] in Italy and Kozarnika in Bulgaria are among the oldest Palaeolithic sites in Europe.
The earliest appearance of anatomically modern people in Europe has been dated to 35,000 BC, usually referred to as the Cro-Magnon. The earliest sites in Europe are Riparo Mochi (Italy), Geissenklösterle (Germany), and Isturitz (France). [5] Some locally developed transitional cultures (Uluzzian in Italy and Greece, Altmühlian in Germany, Szeletian in Central Europe and Châtelperronian in the southwest) use clearly Upper Palaeolithic technologies at very early dates.
Nevertheless, the definitive advance of these technologies is made by the Aurignacian culture. The origins of this culture can be located in the Levant (Ahmarian) and Hungary (first full Aurignacian). By 35,000 BC, the Aurignacian culture and its technology had extended through most of Europe. The last Neanderthals seem to have been forced to retreat during this process to the southern half of the Iberian Peninsula.
Around 29,000 BC a new technology/culture appeared in the western region of Europe: the Gravettian. This technology/culture has been theorised to have come with migrations of people from the Balkans (see Kozarnika).
Around 16,000 BC, Europe witnessed the appearance of a new culture, known as Magdalenian, possibly rooted in the old Gravettian. This culture soon superseded the Solutrean area and the Gravettian of mainly France, Spain, Germany, Italy, Poland, Portugal and Ukraine. The Hamburg culture prevailed in Northern Europe in the 14th and the 13th millennium BC as the Creswellian (also termed the British Late Magdalenian) did shortly after in the British Islands. Around 12,500 BC, the Würm glaciation ended. Slowly, through the following millennia, temperatures and sea levels rose, changing the environment of prehistoric people. Nevertheless, Magdalenian culture persisted until c. 10,000 BC, when it quickly evolved into two microlithist cultures: Azilian (Federmesser), in Spain and southern France, and then Sauveterrian, in southern France and Tardenoisian in Central Europe, while in Northern Europe the Lyngby complex succeeded the Hamburg culture with the influence of the Federmesser group as well. Evidence of permanent settlement dates from the 8th millennium BC in the Balkans.
The Indo-European migrations started at around c. 4200 BC. through the areas of the Black sea and the Balkan peninsula in East and Southeast Europe. In the next 3000 years the Indo-European languages expanded through Europe.
In Varna Necropolis – a burial site from 4569 to 4340 BC and one of the most important archaeological sites in world prehistory, was found the oldest gold treasure (elaborated golden objects) in the world. [6] Recently discovered golden artifacts in another site in Bulgaria near Durankulak appear to be 7,000 years old. [7]
The Neolithic reached Central Europe in the 6th millennium BC and parts of Northern Europe in the 5th and 4th millenniums BC.
Minoans and Mycenae 2000–1100 BC Edit
The first well-known literate civilization in Europe was that of the Minoans. The Minoan civilization was a Bronze Age civilization that arose on the island of Crete and flourished from approximately the 27th century BC to the 15th century BC. [8] It was rediscovered at the beginning of the 20th century through the work of the British archaeologist Arthur Evans. Will Durant referred to it as "the first link in the European chain". [9]
The Minoans were replaced by the Mycenaean civilization which flourished during the period roughly between 1600 BC, when Helladic culture in mainland Greece was transformed under influences from Minoan Crete, and 1100 BC. The major Mycenaean cities were Mycenae and Tiryns in Argolis, Pylos in Messenia, Athens in Attica, Thebes and Orchomenus in Boeotia, and Iolkos in Thessaly. In Crete, the Mycenaeans occupied Knossos. Mycenaean settlement sites also appeared in Epirus, [10] [11] Macedonia, [12] [13] on islands in the Aegean Sea, on the coast of Asia Minor, the Levant, [14] Cyprus [15] and Italy. [16] [17] Mycenaean artefacts have been found well outside the limits of the Mycenean world.
Quite unlike the Minoans, whose society benefited from trade, the Mycenaeans advanced through conquest. Mycenaean civilization was dominated by a warrior aristocracy. Around 1400 BC, the Mycenaeans extended their control to Crete, the center of the Minoan civilization, and adopted a form of the Minoan script (called Linear A) to write their early form of Greek in Linear B.
The Mycenaean civilization perished with the collapse of Bronze-Age civilization on the eastern shores of the Mediterranean Sea. The collapse is commonly attributed to the Dorian invasion, although other theories describing natural disasters and climate change have been advanced as well. [ citation needed ] Whatever the causes, the Mycenaean civilization had definitely disappeared after LH III C, when the sites of Mycenae and Tirynth were again destroyed and lost their importance. This end, during the last years of the 12th century BC, occurred after a slow decline of the Mycenaean civilization, which lasted many years before dying out. The beginning of the 11th century BC opened a new context, that of the protogeometric, the beginning of the geometric period, the Greek Dark Ages of traditional historiography.
Early antiquity period Edit
The Greeks and the Romans left a legacy in Europe which is evident in European languages, thought, visual arts and law. Ancient Greece was a collection of city-states, out of which the original form of democracy developed. Athens was the most powerful and developed city, and a cradle of learning from the time of Pericles. Citizens' forums debated and legislated policy of the state, and from here arose some of the most notable classical philosophers, such as Socrates, Plato, and Aristotle, the last of whom taught Alexander the Great.
Through his military campaigns, the king of the kingdom of Macedon, Alexander, spread Hellenistic culture and learning to the banks of the River Indus. Meanwhile, the Roman Republic strengthened through victory over Carthage in the Punic Wars. Greek wisdom passed into Roman institutions, as Athens itself was absorbed under the banner of the Senate and People of Rome (SPQR).
The Romans expanded their domains from Anatolia in the east to Britannia in the west. In 44 BC as it approached its height, its dictator Julius Caesar was murdered by senators in an attempt to restore the Republic. In the ensuing turmoil, Octavian (ruled as Augustus and as divi filius, or Son of God, as Julius had adopted him as an heir) usurped the reins of power and fought the Roman Senate. While proclaiming the rebirth of the Republic, he had ushered in the transfer of the Roman state from a republic to an empire, the Roman Empire, which lasted for more than four centuries until the fall of the Western Roman Empire.
Ancient Greece Edit
The Hellenic civilisation was a collection of city-states or poleis with different governments and cultures that achieved notable developments in government, philosophy, science, mathematics, politics, sports, theatre and music.
The most powerful city-states were Athens, Sparta, Thebes, Corinth, and Syracuse. Athens was a powerful Hellenic city-state and governed itself with an early form of direct democracy invented by Cleisthenes the citizens of Athens voted on legislation and executive bills themselves. Athens was the home of Socrates, [18] Plato, and the Platonic Academy.
The Hellenic city-states established colonies on the shores of the Black Sea and the Mediterranean (Asian Minor, Sicily and Southern Italy in Magna Graecia). By the late 6th century BC, all the Greek city states in Asia Minor had been incorporated into the Persian Empire, while the latter had made territorial gains in the Balkans (such as Macedon, Thrace, Paeonia, etc.) and Eastern Europe proper as well. In the course of the 5th century BC, some of the Greek city states attempted to overthrow Persian rule in the Ionian Revolt, which failed. This sparked the first Persian invasion of mainland Greece. At some point during the ensuing Greco-Persian Wars, namely during the Second Persian invasion of Greece, and precisely after the Battle of Thermopylae and the Battle of Artemisium, almost all of Greece to the north of the Isthmus of Corinth had been overrun by the Persians, [19] but the Greek city states reached a decisive victory at the Battle of Plataea. With the end of the Greco-Persian wars, the Persians were eventually decisively forced to withdraw from their territories in Europe. The Greco-Persian Wars and the victory of the Greek city states directly influenced the entire further course of European history and would set its further tone.
Some Greek city-states formed the Delian League to continue fighting Persia, but Athens' position as leader of this league led Sparta to form the rival Peloponnesian League. The Peloponnesian Wars ensued, and the Peloponnesian League was victorious. Subsequently, discontent with Spartan hegemony led to the Corinthian War and the defeat of Sparta at the Battle of Leuctra. At the same time at the north ruled the Thracian Odrysian Kingdom between the 5th century BC and the 1st century AD.
Hellenic infighting left Greek city states vulnerable, and Philip II of Macedon united the Greek city states under his control. The son of Philip II, known as Alexander the Great, invaded neighboring Persia, toppled and incorporated its domains, as well as invading Egypt and going as far off as India, increasing contact with people and cultures in these regions that marked the beginning of the Hellenistic period.
After the death of Alexander, his empire split into multiple kingdoms ruled by his generals, the Diadochi. The Diadochi fought against each other in a series of conflicts called the Wars of the Diadochi. In the beginning of the 2nd century BC, only three major kingdoms remained: the Ptolemaic Egypt, the Seleucid Empire and Macedonia. These kingdoms spread Greek culture to regions as far away as Bactria. [20]
Ancient Rome Edit
The Rise of Rome Edit
Much of Greek learning was assimilated by the nascent Roman state as it expanded outward from Italy, taking advantage of its enemies' inability to unite: the only challenge to Roman ascent came from the Phoenician colony of Carthage, and its defeats in the three Punic Wars marked the start of Roman hegemony. First governed by kings, then as a senatorial republic (the Roman Republic), Rome finally became an empire at the end of the 1st century BC, under Augustus and his authoritarian successors.
The Roman Empire had its centre in the Mediterranean, controlling all the countries on its shores the northern border was marked by the Rhine and Danube rivers. Under emperor Trajan (2nd century AD) the empire reached its maximum expansion, controlling approximately 5,900,000 km 2 (2,300,000 sq mi) of land surface, including Italia, Gallia, Dalmatia, Aquitania, Britannia, Baetica, Hispania, Thrace, Macedonia, Greece, Moesia, Dacia, Pannonia, Egypt, Asia Minor, Cappadocia, Armenia, Caucasus, North Africa, Levant and parts of Mesopotamia. Pax Romana, a period of peace, civilisation and an efficient centralised government in the subject territories ended in the 3rd century, when a series of civil wars undermined Rome's economic and social strength.
In the 4th century, the emperors Diocletian and Constantine were able to slow down the process of decline by splitting the empire into a Western part with a capital in Rome and an Eastern part with the capital in Byzantium, or Constantinople (now Istanbul). Whereas Diocletian severely persecuted Christianity, Constantine declared an official end to state-sponsored persecution of Christians in 313 with the Edict of Milan, thus setting the stage for the Church to become the state church of the Roman Empire in about 380.
Decline of the Roman Empire Edit
The Roman Empire had been repeatedly attacked by invading armies from Northern Europe and in 476, Rome finally fell. Romulus Augustus, the last Emperor of the Western Roman Empire, surrendered to the Germanic King Odoacer. The British historian Edward Gibbon argued in The History of the Decline and Fall of the Roman Empire (1776) that the Romans had become decadent and had lost civic virtue.
Gibbon said that the adoption of Christianity meant belief in a better life after death, and therefore made people lazy and indifferent to the present. "From the eighteenth century onward", Glen W. Bowersock has remarked, [21] "we have been obsessed with the fall: it has been valued as an archetype for every perceived decline, and, hence, as a symbol for our own fears." It remains one of the greatest historical questions, and has a tradition rich in scholarly interest.
Some other notable dates are the Battle of Adrianople in 378, the death of Theodosius I in 395 (the last time the Roman Empire was politically unified), the crossing of the Rhine in 406 by Germanic tribes after the withdrawal of the legions to defend Italy against Alaric I, the death of Stilicho in 408, followed by the disintegration of the western legions, the death of Justinian I, the last Roman Emperor who tried to reconquer the west, in 565, and the coming of Islam after 632. Many scholars maintain that rather than a "fall", the changes can more accurately be described as a complex transformation. [22] Over time many theories have been proposed on why the Empire fell, or whether indeed it fell at all.
Late Antiquity and Migration Period Edit
When Emperor Constantine had reconquered Rome under the banner of the cross in 312, he soon afterwards issued the Edict of Milan in 313 (preceded by the Edict of Serdica in 311), declaring the legality of Christianity in the Roman Empire. In addition, Constantine officially shifted the capital of the Roman Empire from Rome to the Greek town of Byzantium, which he renamed Nova Roma – it was later named Constantinople ("City of Constantine").
Theodosius I, who had made Christianity the official religion of the Roman Empire, would be the last emperor to preside over a united Roman Empire, until his death in 395. The empire was split into two-halves: the Western Roman Empire centred in Ravenna, and the Eastern Roman Empire (later to be referred to as the Byzantine Empire) centred in Constantinople. The Roman Empire was repeatedly attacked by Hunnic, Germanic, Slavic and other "barbarian" tribes (see: Migration Period), and in 476 finally the Western part fell to the Heruli chieftain Odoacer.
Roman authority in the Western part of the empire had collapsed, and a power vacuum left in the wake of this collapse the central organization, institutions, laws and power of Rome had broken down, resulting in many areas being open to invasion by migrating tribes. Over time, feudalism and manorialism arose, two interlocking institutions that provided for division of land and labor, as well as a broad if uneven hierarchy of law and protection. These localised hierarchies were based on the bond of common people to the land on which they worked, and to a lord, who would provide and administer both local law to settle disputes among the peasants, as well as protection from outside invaders. Unlike under Roman rule, with its standard laws and military across the empire and its great bureaucracy to administer them and collect taxes, each lord (although having obligations to a higher lord) was largely sovereign in his domain. A peasant's lot could vary greatly depending on the leadership skills and attitudes to justice of the lord toward his people. Tithes or rents were paid to the lord, who in turn owed resources, and armed men in times of war, to his lord, perhaps a regional prince. However, the levels of hierarchy were varied over time and place.
The western provinces soon were to be dominated by three great powers: first, the Franks (Merovingian dynasty) in Francia 481–843 AD, which covered much of present France and Germany second, the Visigothic kingdom 418–711 AD in the Iberian Peninsula (modern Spain) and third, the Ostrogothic kingdom 493–553 AD in Italy and parts of the western Balkans The Ostrogoths were later replaced by the Kingdom of the Lombards 568–774 AD. These new powers of the west built upon the Roman traditions until they evolved into a synthesis of Roman and Germanic cultures. Although these powers covered large territories, they did not have the great resources and bureaucracy of the Roman empire to control regions and localities. The ongoing invasions and boundary disputes usually meant a more risky and varying life than that under the empire. This meant that in general more power and responsibilities were left to local lords. On the other hand, it also meant more freedom, particularly in more remote areas.
In Italy, Theodoric the Great began the cultural romanization of the new world he had constructed. He made Ravenna a center of Romano-Greek culture of art and his court fostered a flowering of literature and philosophy in Latin. In Iberia, King Chindasuinth created the Visigothic Code. [23]
In the Eastern part the dominant state was the remaining Eastern Roman Empire.
In the feudal system, new princes and kings arose, the most powerful of which was arguably the Frankish ruler Charlemagne. In 800, Charlemagne, reinforced by his massive territorial conquests, was crowned Emperor of the Romans (Imperator Romanorum) by Pope Leo III, effectively solidifying his power in western Europe. Charlemagne's reign marked the beginning of a new Germanic Roman Empire in the west, the Holy Roman Empire. Outside his borders, new forces were gathering. The Kievan Rus' were marking out their territory, a Great Moravia was growing, while the Angles and the Saxons were securing their borders.
For the duration of the 6th century, the Eastern Roman Empire was embroiled in a series of deadly conflicts, first with the Persian Sassanid Empire (see Roman–Persian Wars), followed by the onslaught of the arising Islamic Caliphate (Rashidun and Umayyad). By 650, the provinces of Egypt, Palestine and Syria were lost to the Muslim forces, followed by Hispania and southern Italy in the 7th and 8th centuries (see Muslim conquests). The Arab invasion from the east was stopped after the intervention of the Bulgarian Empire (see Han Tervel).
The Middle Ages are commonly dated from the fall of the Western Roman Empire (or by some scholars, before that) in the 5th century to the beginning of the early modern period in the 16th century, marked by the rise of nation states, the division of Western Christianity in the Reformation, the rise of humanism in the Italian Renaissance, and the beginnings of European overseas expansion which allowed for the Columbian Exchange. [24] [25]
Byzantium Edit
Many consider Emperor Constantine I (reigned 306–337) to be the first "Byzantine Emperor". It was he who moved the imperial capital in 324 from Nicomedia to Byzantium, which re-founded as Constantinople, or Nova Roma ("New Rome"). [26] The city of Rome itself had not served as the capital since the reign of Diocletian (284–305). Some date the beginnings of the Empire to the reign of Theodosius I (379–395) and Christianity's official supplanting of the pagan Roman religion, or following his death in 395, when the empire was split into two parts, with capitals in Rome and Constantinople. Others place it yet later in 476, when Romulus Augustulus, traditionally considered the last western Emperor, was deposed, thus leaving sole imperial authority with the emperor in the Greek East. Others point to the reorganisation of the empire in the time of Heraclius (c. 620) when Latin titles and usages were officially replaced with Greek versions. In any case, the changeover was gradual and by 330, when Constantine inaugurated his new capital, the process of hellenization and increasing Christianisation was already under way. The Empire is generally considered to have ended after the fall of Constantinople to the Ottoman Turks in 1453. The Plague of Justinian was a pandemic that afflicted the Byzantine Empire, including its capital Constantinople, in the years 541–542. It is estimated that the Plague of Justinian killed as many as 100 million people across the world. [27] [28] It caused Europe's population to drop by around 50% between 541 and 700. [29] It also may have contributed to the success of the Muslim conquests. [30] [31]
Early Middle Ages Edit
The Early Middle Ages span roughly five centuries from 500 to 1000. [32]
In the East and Southeast of Europe new dominant states formed: the Avar Khaganate (567–after 822), Old Great Bulgaria (632–668), the Khazar Khaganate (c. 650–969) and Danube Bulgaria (founded by Asparuh in 680) were constantly rivaling the hegemony of the Byzantine Empire.
From the 7th century Byzantine history was greatly affected by the rise of Islam and the Caliphates. Muslim Arabs first invaded historically Roman territory under Abū Bakr, first Caliph of the Rashidun Caliphate, who entered Roman Syria and Roman Mesopotamia. As the Byzantines and neighboring Sasanids were severely weakened by the time, amongst the most important reason(s) being the protracted, centuries-lasting and frequent Byzantine–Sasanian wars, which included the climactic Byzantine–Sasanian War of 602–628, under Umar, the second Caliph, the Muslims entirely toppled the Sasanid Persian Empire, and decisively conquered Syria and Mesopotamia, as well as Roman Palestine, Roman Egypt, and parts of Asia Minor and Roman North Africa. In the mid 7th century AD, following the Muslim conquest of Persia, Islam penetrated into the Caucasus region, of which parts would later permanently become part of Russia. [33] This trend, which included the conquests by the invading Muslim forces and by that the spread of Islam as well continued under Umar's successors and under the Umayyad Caliphate, which conquered the rest of Mediterranean North Africa and most of the Iberian Peninsula. Over the next centuries Muslim forces were able to take further European territory, including Cyprus, Malta, Crete, and Sicily and parts of southern Italy. [34]
The Muslim conquest of Hispania began when the Moors (Berbers and Arabs) invaded the Christian Visigothic kingdom of Hispania in the year 711, under the Berber general Tariq ibn Ziyad. They landed at Gibraltar on 30 April and worked their way northward. Tariq's forces were joined the next year by those of his Arab superior, Musa ibn Nusair. During the eight-year campaign most of the Iberian Peninsula was brought under Muslim rule – save for small areas in the northwest (Asturias) and largely Basque regions in the Pyrenees. In 711, Visigothic Hispania was very weakened because it was immersed in a serious internal crisis caused by a war of succession to the throne involving two Visigoth suitors. The Muslims took advantage of the crisis within the Hispano-Visigothic society to carry out their conquests. This territory, under the Arab name Al-Andalus, became part of the expanding Umayyad empire.
The second siege of Constantinople (717) ended unsuccessfully after the intervention of Tervel of Bulgaria and weakened the Umayyad dynasty and reduced their prestige. In 722 Don Pelayo, a nobleman of Visigothic origin, formed an army of 300 Astur soldiers, to confront Munuza's Muslim troops. In the battle of Covadonga, the Astures defeated the Arab-Moors, who decided to retire. The Christian victory marked the beginning of the Reconquista and the establishment of the Kingdom of Asturias, whose first sovereign was Don Pelayo. The conquerors intended to continue their expansion in Europe and move northeast across the Pyrenees, but were defeated by the Frankish leader Charles Martel at the Battle of Poitiers in 732. The Umayyads were overthrown in 750 by the 'Abbāsids, [35] and, in 756, the Umayyads established an independent emirate in the Iberian Peninsula. [36]
Feudal Christendom Edit
The Holy Roman Empire emerged around 800, as Charlemagne, King of the Franks and part of the Carolingian dynasty, was crowned by the pope as emperor. His empire based in modern France, the Low Countries and Germany expanded into modern Hungary, Italy, Bohemia, Lower Saxony and Spain. He and his father received substantial help from an alliance with the Pope, who wanted help against the Lombards. [37] His death marked the beginning of the end of the dynasty, which collapsed entirely by 888. The fragmentation of power led to semiautonomy in the region, and has been defined as a critical starting point for the formation of states in Europe. [38]
To the east, Bulgaria was established in 681 and became the first Slavic country. [ citation needed ] The powerful Bulgarian Empire was the main rival of Byzantium for control of the Balkans for centuries and from the 9th century became the cultural centre of Slavic Europe. The Empire created the Cyrillic script during the 9th century AD, at the Preslav Literary School, and experienced the Golden Age of Bulgarian cultural prosperity during the reign of emperor Simeon I the Great (893–927). Two states, Great Moravia and Kievan Rus', emerged among the Slavic peoples respectively in the 9th century. In the late 9th and 10th centuries, northern and western Europe felt the burgeoning power and influence of the Vikings who raided, traded, conquered and settled swiftly and efficiently with their advanced seagoing vessels such as the longships. The Vikings had left a cultural influence on the Anglo-Saxons and Franks as well as the Scots. [39] The Hungarians pillaged mainland Europe, the Pechenegs raided Bulgaria, Rus States and the Arab states. In the 10th century independent kingdoms were established in Central Europe including Poland and the newly settled Kingdom of Hungary. The kingdom of Croatia also appeared in the Balkans. The subsequent period, ending around 1000, saw the further growth of feudalism, which weakened the Holy Roman Empire.
In eastern Europe, Volga Bulgaria became an Islamic state in 921, after Almış I converted to Islam under the missionary efforts of Ahmad ibn Fadlan. [40]
Slavery in the early medieval period had mostly died out in western Europe by about the year 1000 AD, replaced by serfdom. It lingered longer in England and in peripheral areas linked to the Muslim world, where slavery continued to flourish. Church rules suppressed slavery of Christians. Most historians argue the transition was quite abrupt around 1000, but some see a gradual transition from about 300 to 1000. [41]
High Middle Ages Edit
The slumber of the Dark Ages was shaken by a renewed crisis in the Church. In 1054, the East–West Schism, an insoluble split, occurred between the two remaining Christian seats in Rome and Constantinople (modern Istanbul).
The High Middle Ages of the 11th, 12th, and 13th centuries show a rapidly increasing population of Europe, which caused great social and political change from the preceding era. By 1250, the robust population increase greatly benefited the economy, reaching levels it would not see again in some areas until the 19th century. [42]
From about the year 1000 onwards, Western Europe saw the last of the barbarian invasions and became more politically organized. The Vikings had settled in Britain, Ireland, France and elsewhere, whilst Norse Christian kingdoms were developing in their Scandinavian homelands. The Magyars had ceased their expansion in the 10th century, and by the year 1000, the Roman Catholic Apostolic Kingdom of Hungary was recognised in central Europe. With the brief exception of the Mongol invasions, major barbarian incursions ceased.
Bulgarian sovereignty was reestablished with the anti-Byzantine uprising of the Bulgarians and Vlachs in 1185. The crusaders invaded the Byzantine empire, captured Constantinople in 1204 and established their Latin Empire. Kaloyan of Bulgaria defeated Baldwin I, Latin emperor of Constantinople, in the Battle of Adrianople on 14 April 1205. The reign of Ivan Asen II of Bulgaria led to maximum territorial expansion and that of Ivan Alexander of Bulgaria to a Second Golden Age of Bulgarian culture. The Byzantine Empire was fully reestablished in 1261.
In the 11th century, populations north of the Alps began to settle new lands, some of which had reverted to wilderness after the end of the Roman Empire. In what is known as the "great clearances", vast forests and marshes of Europe were cleared and cultivated. At the same time settlements moved beyond the traditional boundaries of the Frankish Empire to new frontiers in Europe, beyond the Elbe river, tripling the size of Germany in the process. Crusaders founded European colonies in the Levant, the majority of the Iberian Peninsula was conquered from the Muslims, and the Normans colonised southern Italy, all part of the major population increase and resettlement pattern.
The High Middle Ages produced many different forms of intellectual, spiritual and artistic works. The most famous are the great cathedrals as expressions of Gothic architecture, which evolved from Romanesque architecture. This age saw the rise of modern nation-states in Western Europe and the ascent of the famous Italian city-states, such as Florence and Venice. The influential popes of the Catholic Church called volunteer armies from across Europe to a series of Crusades against the Seljuq Turks, who occupied the Holy Land. The rediscovery of the works of Aristotle led Thomas Aquinas and other thinkers to develop the philosophy of Scholasticism.
A divided church Edit
The Great Schism between the Western (Catholic) and Eastern (Orthodox) Christian Churches was sparked in 1054 by Pope Leo IX asserting authority over three of the seats in the Pentarchy, in Antioch, Jerusalem and Alexandria. Since the mid-8th century, the Byzantine Empire's borders had been shrinking in the face of Islamic expansion. Antioch had been wrested back into Byzantine control by 1045, but the resurgent power of the Roman successors in the West claimed a right and a duty for the lost seats in Asia and Africa. Pope Leo sparked a further dispute by defending the filioque clause in the Nicene Creed which the West had adopted customarily. The Orthodox today state that the XXVIIIth Canon of the Council of Chalcedon explicitly proclaimed the equality of the Bishops of Rome and Constantinople. The Orthodox also state that the Bishop of Rome has authority only over his own diocese and does not have any authority outside his diocese. There were other less significant catalysts for the Schism however, including variance over liturgy. The Schism of Roman Catholic and Orthodox followed centuries of estrangement between the Latin and Greek worlds.
Holy wars Edit
After the East–West Schism, Western Christianity was adopted by the newly created kingdoms of Central Europe: Poland, Hungary and Bohemia. The Roman Catholic Church developed as a major power, leading to conflicts between the Pope and Emperor. The geographic reach of the Roman Catholic Church expanded enormously due to the conversions of pagan kings (Scandinavia, Lithuania, Poland, Hungary), the Christian Reconquista of Al-Andalus, and the crusades. Most of Europe was Roman Catholic in the 15th century.
Early signs of the rebirth of civilization in western Europe began to appear in the 11th century as trade started again in Italy, leading to the economic and cultural growth of independent city-states such as Venice and Florence at the same time, nation-states began to take form in places such as France, England, Spain, and Portugal, although the process of their formation (usually marked by rivalry between the monarchy, the aristocratic feudal lords and the church) actually took several centuries. These new nation-states began writing in their own cultural vernaculars, instead of the traditional Latin. Notable figures of this movement would include Dante Alighieri and Christine de Pizan (born Christina da Pizzano), the former writing in Italian, and the latter, although an Italian (Venice), relocated to France, writing in French. (See Reconquista for the latter two countries.) Elsewhere, the Holy Roman Empire, essentially based in Germany and Italy, further fragmented into a myriad of feudal principalities or small city states, whose subjection to the emperor was only formal.
The 14th century, when the Mongol Empire came to power, is often called the Age of the Mongols. Mongol armies expanded westward under the command of Batu Khan. Their western conquests included almost all of Russia (save Novgorod, which became a vassal), [43] and the Kipchak-Cuman Confederation. Bulgaria, Hungary, and Poland managed to remain sovereign states. Mongolian records indicate that Batu Khan was planning a complete conquest of the remaining European powers, beginning with a winter attack on Austria, Italy and Germany, when he was recalled to Mongolia upon the death of Great Khan Ögedei. Most historians believe only his death prevented the complete conquest of Europe. [ citation needed ] The areas of Eastern Europe and most of Central Asia that were under direct Mongol rule became known as the Golden Horde. Under Uzbeg Khan, Islam became the official religion of the region in the early 14th century. [44] The invading Mongols, together with their mostly Turkic subjects, were known as Tatars. In Russia, the Tatars ruled the various states of the Rus' through vassalage for over 300 years.
In the Northern Europe, Konrad of Masovia gave Chelmno to the Teutonic Knights in 1226 as a base for a Crusade against the Old Prussians and Grand Duchy of Lithuania. The Livonian Brothers of the Sword were defeated by the Lithuanians, so in 1237 Gregory IX merged the remainder of the order into the Teutonic Order as the Livonian Order. By the middle of the century, the Teutonic Knights completed their conquest of the Prussians before conquering and converting the Lithuanians in the subsequent decades. The order also came into conflict with the Eastern Orthodox Church of the Pskov and Novgorod Republics. In 1240 the Orthodox Novgorod army defeated the Catholic Swedes in the Battle of the Neva, and, two years later, they defeated the Livonian Order in the Battle on the Ice. The Union of Krewo in 1386, bringing two major changes in the history of the Grand Duchy of Lithuania: conversion to Catholicism and establishment of a dynastic union between the Grand Duchy of Lithuania and the Crown of the Kingdom of Poland marked both the greatest territorial expansion of the Grand Duchy and the defeat of the Teutonic Knights in the Battle of Grunwald in 1410.
Late Middle Ages Edit
The Late Middle Ages spanned the 14th and early 15th centuries. [45] Around 1300, centuries of European prosperity and growth came to a halt. A series of famines and plagues, such as the Great Famine of 1315–1317 and the Black Death, killed people in a matter of days, reducing the population of some areas by half as many survivors fled. Kishlansky reports:
The Black Death touched every aspect of life, hastening a process of social, economic, and cultural transformation already underway. Fields were abandoned, workplaces stood idle, international trade was suspended. Traditional bonds of kinship, village, and even religion were broken amid the horrors of death, flight, and failed expectations. "People cared no more for dead men than we care for dead goats," wrote one survivor. [46]
Depopulation caused labor to become scarcer the survivors were better paid and peasants could drop some of the burdens of feudalism. There was also social unrest France and England experienced serious peasant risings including the Jacquerie and the Peasants' Revolt. At the same time, the unity of the Catholic Church was shattered by the Great Schism. Collectively these events have been called the Crisis of the Late Middle Ages. [47]
Beginning in the 14th century, the Baltic Sea became one of the most important trade routes. The Hanseatic League, an alliance of trading cities, facilitated the absorption of vast areas of Poland, Lithuania, and Livonia into trade with other European countries. This fed the growth of powerful states in this part of Europe including Poland-Lithuania, Hungary, Bohemia, and Muscovy later on. The conventional end of the Middle Ages is usually associated with the fall of the city of Constantinople and of the Byzantine Empire to the Ottoman Turks in 1453. The Turks made the city the capital of their Ottoman Empire, which lasted until 1922 and included Egypt, Syria, and most of the Balkans. The Ottoman wars in Europe, also sometimes referred to as the Turkish wars, marked an essential part of the history of the continent as a whole.
A key 15th-century development was the advent of the movable type of printing press circa 1439 in Mainz, [48] building upon the impetus provided by the prior introduction of paper from China via the Arabs in the High Middle Ages. [49] Paper was already readily available in Europe by the late 14th century. [49] While forms of moveable type of printing press had been already used in China and Korea, the technique was singularly successful in Europe given the small number of characters of the Latin alphabet, massively reducing costs of book production. [50] The adoption of the technology across the continent at dazzling speed for the remaining part of the 15th century would usher a revolution and by 1500 over 200 cities in Europe had presses that printed between 8 and 20 million books. [48]
Homicide rates plunge over 800 years Edit
At the local level, levels of violence were extremely high by modern standards in medieval and early modern Europe. Typically, small groups would battle their neighbors, using the farm tools at hand such as knives, sickles, hammers and axes. Mayhem and death were deliberate. The vast majority of people lived in rural areas. Cities were few, and small in size, but their concentration of population was conducive to violence. Long-term studies of places such as Amsterdam, Stockholm, Venice and Zurich show the same trends as rural areas. Across Europe, homicide trends (not including military actions) show a steady long-term decline. [51] [52] Regional differences were small, except that Italy's decline was later and slower. From approximately 1200 AD through 1800 AD, homicide rates from violent local episodes declined by a factor of ten, from approximately 32 deaths per 100 000 people to 3.2 per 100 000. In the 20th century the homicide rate fell to 1.4 per 100 000. Police forces seldom existed outside the cities prisons only became common after 1800. Before then harsh penalties were imposed for homicide (severe whipping or execution) but they proved ineffective at controlling or reducing the insults to honor that precipitated most of the violence. The decline does not correlate with economics. Most historians attribute the trend in homicides to a steady increase in self-control of the sort promoted by Protestantism, and necessitated by schools and factories. [53] [54] [55]
Historian Manuel Eisner has summarized the patterns from over 300 historical studies.
Homicide rates in Europe [56] | Deaths per year per 100 000 population |
---|---|
13–14th centuries | 32 |
15th century | 41 |
16th century | 19 |
17th century | 11 |
18th century | 3.2 |
19th century | 2.6 |
20th century | 1.4 |
The Early Modern period spans the centuries between the Middle Ages and the Industrial Revolution, roughly from 1500 to 1800, or from the discovery of the New World in 1492 to the French Revolution in 1789. The period is characterised by the rise to importance of science and increasingly rapid technological progress, secularised civic politics and the nation state. Capitalist economies began their rise. The early modern period also saw the rise and dominance of the economic theory of mercantilism. As such, the early modern period represents the decline and eventual disappearance, in much of the European sphere, of feudalism, serfdom and the power of the Catholic Church. The period includes the Renaissance, the Protestant Reformation, the disastrous Thirty Years' War, the European colonisation of the Americas and the European witch-hunts.
Renaissance Edit
Despite these crises, the 14th century was also a time of great progress within the arts and sciences. A renewed interest in ancient Greek and Roman led to the Italian Renaissance.
The Renaissance was a cultural movement that profoundly affected European intellectual life in the early modern period. Beginning in Italy, and spreading to the north, west and middle Europe during a cultural lag of some two and a half centuries, its influence affected literature, philosophy, art, politics, science, history, religion, and other aspects of intellectual inquiry.
The Italian Petrarch (Francesco Petrarca), deemed the first full-blooded Humanist, wrote in the 1330s: "I am alive now, yet I would rather have been born in another time." He was enthusiastic about Greek and Roman antiquity. In the 15th and 16th centuries the continuing enthusiasm for the ancients was reinforced by the feeling that the inherited culture was dissolving and here was a storehouse of ideas and attitudes with which to rebuild. Matteo Palmieri wrote in the 1430s: "Now indeed may every thoughtful spirit thank god that it has been permitted to him to be born in a new age." The renaissance was born: a new age where learning was very important.
The Renaissance was inspired by the growth in the study of Latin and Greek texts and the admiration of the Greco-Roman era as a golden age. This prompted many artists and writers to begin drawing from Roman and Greek examples for their works, but there was also much innovation in this period, especially by multi-faceted artists such as Leonardo da Vinci. The Humanists saw their repossession of a great past as a Renaissance – a rebirth of civilization itself. [57]
Important political precedents were also set in this period. Niccolò Machiavelli's political writing in The Prince influenced later absolutism and realpolitik. Also important were the many patrons who ruled states and used the artistry of the Renaissance as a sign of their power.
In all, the Renaissance could be viewed as an attempt by intellectuals to study and improve the secular and worldly, both through the revival of ideas from antiquity and through novel approaches to thought – the immediate past being too "Gothic" in language, thought and sensibility.
Exploration and trade Edit
Toward the end of the period, an era of discovery began. The growth of the Ottoman Empire, culminating in the fall of Constantinople in 1453, cut off trading possibilities with the east. Western Europe was forced to discover new trading routes, as happened with Columbus' travel to the Americas in 1492, and Vasco da Gama's circumnavigation of India and Africa in 1498.
The numerous wars did not prevent European states from exploring and conquering wide portions of the world, from Africa to Asia and the newly discovered Americas. In the 15th century, Portugal led the way in geographical exploration along the coast of Africa in search of a maritime route to India, followed by Spain near the close of the 15th century, dividing their exploration of the world according to the Treaty of Tordesillas in 1494. [58] They were the first states to set up colonies in America and European trading posts (factories) along the shores of Africa and Asia, establishing the first direct European diplomatic contacts with Southeast Asian states in 1511, China in 1513 and Japan in 1542. In 1552, Russian tsar Ivan the Terrible conquered two major Tatar khanates, the Khanate of Kazan and the Astrakhan Khanate. The Yermak's voyage of 1580 led to the annexation of the Tatar Siberian Khanate into Russia, and the Russians would soon after conquer the rest of Siberia, steadily expanding to the east and south over the next centuries. Oceanic explorations soon followed by France, England and the Netherlands, who explored the Portuguese and Spanish trade routes into the Pacific Ocean, reaching Australia in 1606 [59] and New Zealand in 1642.
Reformation Edit
With the development of the printing press, new ideas spread throughout Europe and challenged traditional doctrines in science and theology. Simultaneously, the Protestant Reformation under German Martin Luther questioned Papal authority. The most common dating of the Reformation begins in 1517, when Luther published The Ninety-Five Theses, and concludes in 1648 with the Treaty of Westphalia that ended years of European religious wars. [60]
During this period corruption in the Catholic Church led to a sharp backlash in the Protestant Reformation. It gained many followers especially among princes and kings seeking a stronger state by ending the influence of the Catholic Church. Figures other than Martin Luther began to emerge as well like John Calvin whose Calvinism had influence in many countries and King Henry VIII of England who broke away from the Catholic Church in England and set up the Anglican Church his daughter Queen Elizabeth finished the organization of the church. These religious divisions brought on a wave of wars inspired and driven by religion but also by the ambitious monarchs in Western Europe who were becoming more centralized and powerful.
The Protestant Reformation also led to a strong reform movement in the Catholic Church called the Counter-Reformation, which aimed to reduce corruption as well as to improve and strengthen Catholic dogma. Two important groups in the Catholic Church who emerged from this movement were the Jesuits, who helped keep Spain, Portugal, Poland, and other European countries within the Catholic fold, and the Oratorians of Saint Philip Neri, who ministered to the faithful in Rome, restoring their confidence in the Church of Jesus Christ that subsisted substantially in the Church of Rome. Still, the Catholic Church was somewhat weakened by the Reformation, portions of Europe were no longer under its sway and kings in the remaining Catholic countries began to take control of the church institutions within their kingdoms.
Unlike many European countries, the Polish–Lithuanian Commonwealth and Hungary were more tolerant. While still enforcing the predominance of Catholicism, they continued to allow the large religious minorities to maintain their faiths, traditions and customs. The Polish–Lithuanian Commonwealth became divided among Catholics, Protestants, Orthodox, Jews and a small Muslim population.
Another development was the idea of 'European superiority'. The ideal of civilization was taken over from the ancient Greeks and Romans: Discipline, education and living in the city were required to make people civilized Europeans and non-Europeans were judged for their civility, and Europe regarded itself as superior to other continents. There was a movement by some such as Montaigne that regarded the non-Europeans as a better, more natural and primitive people. Post services were founded all over Europe, which allowed a humanistic interconnected network of intellectuals across Europe, despite religious divisions. However, the Roman Catholic Church banned many leading scientific works this led to an intellectual advantage for Protestant countries, where the banning of books was regionally organised. Francis Bacon and other advocates of science tried to create unity in Europe by focusing on the unity in nature. 1 In the 15th century, at the end of the Middle Ages, powerful sovereign states were appearing, built by the New Monarchs who were centralising power in France, England, and Spain. On the other hand, the Parliament in the Polish–Lithuanian Commonwealth grew in power, taking legislative rights from the Polish king. The new state power was contested by parliaments in other countries especially England. New kinds of states emerged which were co-operation agreements among territorial rulers, cities, farmer republics and knights.
Mercantilism and colonial expansion Edit
The Iberian states (Spain and Portugal) were able to dominate colonial activity in the 16th century. The Portuguese forged the first global empire in the 15th and 16th century, whilst during the 16th century and the first half of the 17th century, the Spanish under the crown of Castile became the most powerful global empire in the world. This dominance was increasingly challenged by British, French, and the short-lived Dutch and Swedish colonial efforts of the 17th and 18th centuries. New forms of trade and expanding horizons made new forms of government, law and economics necessary.
Colonial expansion continued in the following centuries (with some setbacks, such as successful wars of independence in the British American colonies and then later Haiti, Mexico, Argentina, Brazil, and others amid European turmoil of the Napoleonic Wars). Spain had control of a large part of North America, all of Central America and a great part of South America, the Caribbean and the Philippines Britain took the whole of Australia and New Zealand, most of India, and large parts of Africa and North America France held parts of Canada and India (nearly all of which was lost to Britain in 1763), Indochina, large parts of Africa and the Caribbean islands the Netherlands gained the East Indies (now Indonesia) and islands in the Caribbean Portugal obtained Brazil and several territories in Africa and Asia and later, powers such as Germany, Belgium, Italy and Russia acquired further colonies. [ citation needed ]
This expansion helped the economy of the countries owning them. Trade flourished, because of the minor stability of the empires. By the late 16th century, American silver accounted for one-fifth of Spain's total budget. [61] [62] The French colony of Saint-Domingue was one of richest European colonies in the 18th century, operating on a plantation economy fueled by slave labor. During the period of French rule, cash crops produced in Saint-Domingue comprised thirty percent of total French trade while its sugar exports represented forty percent of the Atlantic market. [63] [64]
Crisis of the 17th century Edit
The 17th century was an era of crisis. [65] [66] Many historians have rejected the idea, while others promote it as an invaluable insight into the warfare, politics, economics, [67] and even art. [68] The Thirty Years' War (1618–1648) focused attention on the massive horrors that wars could bring to entire populations. [69] The 1640s in particular saw more state breakdowns around the world than any previous or subsequent period. [65] [66] The Polish-Lithuanian Commonwealth, the largest state in Europe, temporarily disappeared. In addition, there were secessions and upheavals in several parts of the Spanish empire, the world's first global empire. In Britain the entire Stuart monarchy (England, Scotland, Ireland, and its North American colonies) rebelled. Political insurgency and a spate of popular revolts seldom equalled shook the foundations of most states in Europe and Asia. More wars took place around the world in the mid-17th century than in almost any other period of recorded history. The crises spread far beyond Europe – for example Ming China, the most populous state in the world, collapsed. Across the Northern Hemisphere, the mid-17th century experienced almost unprecedented death rates. Geoffrey Parker, a British historian, suggests that environmental factors may have been in part to blame, especially global cooling. [70] [71]
Age of Absolutism Edit
The "absolute" rule of powerful monarchs such as Louis XIV (ruled France 1643–1715), [72] Peter the Great (ruled Russia 1682–1725), [73] Maria Theresa (ruled Habsburg lands 1740–1780) and Frederick the Great (ruled Prussia 1740–86), [74] produced powerful centralized states, with strong armies and powerful bureaucracies, all under the control of the king. [75]
Throughout the early part of this period, capitalism (through mercantilism) was replacing feudalism as the principal form of economic organisation, at least in the western half of Europe. The expanding colonial frontiers resulted in a Commercial Revolution. The period is noted for the rise of modern science and the application of its findings to technological improvements, which animated the Industrial Revolution after 1750.
The Reformation had profound effects on the unity of Europe. Not only were nations divided one from another by their religious orientation, but some states were torn apart internally by religious strife, avidly fostered by their external enemies. France suffered this fate in the 16th century in the series of conflicts known as the French Wars of Religion, which ended in the triumph of the Bourbon Dynasty. England avoided this fate for a while and settled down under Elizabeth I to a moderate Anglicanism. Much of modern-day Germany was made up of numerous small sovereign states under the theoretical framework of the Holy Roman Empire, which was further divided along internally drawn sectarian lines. The Polish–Lithuanian Commonwealth is notable in this time for its religious indifference and a general immunity to the horrors of European religious strife.
Thirty Years' War 1618–1648 Edit
The Thirty Years' War was fought between 1618 and 1648, across Germany and neighbouring areas, and involved most of the major European powers except England and Russia. [76] Beginning as a religious conflict between Protestants and Catholics in Bohemia, it quickly developed into a general war involving Catholics versus Protestants for the most part. The major impact of the war, in which mercenary armies were extensively used, was the devastation of entire regions scavenged bare by the foraging armies. Episodes of widespread famine and disease, and the breakup of family life, devastated the population of the German states and, to a lesser extent, the Low Countries, the Crown of Bohemia and northern parts of Italy, while bankrupting many of the regional powers involved. Between one-fourth and one-third of the German population perished from direct military causes or from disease and starvation, as well as postponed births. [77]
After the Peace of Westphalia, which ended the war in favour of nations deciding their own religious allegiance, absolutism became the norm of the continent, while parts of Europe experimented with constitutions foreshadowed by the English Civil War and particularly the Glorious Revolution. European military conflict did not cease, but had less disruptive effects on the lives of Europeans. In the advanced northwest, the Enlightenment gave a philosophical underpinning to the new outlook, and the continued spread of literacy, made possible by the printing press, created new secular forces in thought.
From the Union of Krewo (see above) central and eastern Europe was dominated by Kingdom of Poland and Grand Duchy of Lithuania. In the 16th and 17th centuries Central and Eastern Europe was an arena of conflict for domination of the continent between Sweden, the Polish–Lithuanian Commonwealth (involved in series of wars, like Khmelnytsky uprising, Russo-Polish War, the Deluge, etc.) and the Ottoman Empire. This period saw a gradual decline of these three powers which were eventually replaced by new enlightened absolutist monarchies: Russia, Prussia and Austria (the Habsburg Monarchy). By the turn of the 19th century they had become new powers, having divided Poland between themselves, with Sweden and Turkey having experienced substantial territorial losses to Russia and Austria respectively as well as pauperisation.
War of the Spanish Succession Edit
The War of the Spanish Succession (1701–1715) was a major war with France opposed by a coalition of England, the Netherlands, the Habsburg Monarchy, and Prussia. Duke of Marlborough commanded the English and Dutch victory at the Battle of Blenheim in 1704. The main issue was whether France under King Louis XIV would take control of Spain's very extensive possessions and thereby become by far the dominant power, or be forced to share power with other major nations. After initial allied successes, the long war produced a military stalemate and ended with the Treaty of Utrecht, which was based on a balance of power in Europe. Historian Russell Weigley argues that the many wars almost never accomplished more than they cost. [78] British historian G. M. Trevelyan argues:
That Treaty [of Utrecht], which ushered in the stable and characteristic period of Eighteenth-Century civilization, marked the end of danger to Europe from the old French monarchy, and it marked a change of no less significance to the world at large – the maritime, commercial and financial supremacy of Great Britain. [79]
Prussia Edit
Frederick the Great, king of Prussia 1740–86, modernized the Prussian army, introduced new tactical and strategic concepts, fought mostly successful wars (Silesian Wars, Seven Years' War) and doubled the size of Prussia. Frederick had a rationale based on Enlightenment thought: he fought total wars for limited objectives. The goal was to convince rival kings that it was better to negotiate and make peace than to fight him. [80] [81]
Russia Edit
Russia with its numerous wars and rapid expansion (mainly toward east – i.e. Siberia, Far East – and south, to the "warm seas") was in a continuous state of financial crisis, which it covered by borrowing from Amsterdam and issuing paper money that caused inflation. Russia boasted a large and powerful army, a very large and complex internal bureaucracy, and a splendid court that rivaled Paris and London. However the government was living far beyond its means and seized Church lands, leaving organized religion in a weak condition. Throughout the 18th century Russia remained "a poor, backward, overwhelmingly agricultural, and illiterate country." [82]
Enlightenment Edit
The Enlightenment was a powerful, widespread cultural movement of intellectuals beginning in late 17th-century Europe emphasizing the power of reason rather than tradition it was especially favourable to science (especially Isaac Newton's physics) and hostile to religious orthodoxy (especially of the Catholic Church). [83] It sought to analyze and reform society using reason, to challenge ideas grounded in tradition and faith, and to advance knowledge through the scientific method. It promoted scientific thought, skepticism, and intellectual interchange. [84] The Enlightenment was a revolution in human thought. This new way of thinking was that rational thought begins with clearly stated principles, uses correct logic to arrive at conclusions, tests the conclusions against evidence, and then revises the principles in light of the evidence. [84]
Enlightenment thinkers opposed superstition. Some Enlightenment thinkers collaborated with Enlightened despots, absolutist rulers who attempted to forcibly impose some of the new ideas about government into practice. The ideas of the Enlightenment exerted significant influence on the culture, politics, and governments of Europe. [85]
Originating in the 17th century, it was sparked by philosophers Francis Bacon (1562–1626), Baruch Spinoza (1632–1677), John Locke (1632–1704), Pierre Bayle (1647–1706), Voltaire (1694–1778), Francis Hutcheson (1694–1746), David Hume (1711–1776) and physicist Isaac Newton (1643–1727). [86] Ruling princes often endorsed and fostered these figures and even attempted to apply their ideas of government in what was known as enlightened absolutism. The Scientific Revolution is closely tied to the Enlightenment, as its discoveries overturned many traditional concepts and introduced new perspectives on nature and man's place within it. The Enlightenment flourished until about 1790–1800, at which point the Enlightenment, with its emphasis on reason, gave way to Romanticism, which placed a new emphasis on emotion a Counter-Enlightenment began to increase in prominence. The Romantics argued that the Enlightenment was reductionistic insofar as it had largely ignored the forces of imagination, mystery, and sentiment. [87]
In France, Enlightenment was based in the salons and culminated in the great Encyclopédie (1751–72) edited by Denis Diderot (1713–1784) and (until 1759) Jean le Rond d'Alembert (1717–1783) with contributions by hundreds of leading intellectuals who were called philosophes, notably Voltaire (1694–1778), Rousseau (1712–1778) and Montesquieu (1689–1755). Some 25,000 copies of the 35 volume encyclopedia were sold, half of them outside France. These new intellectual strains would spread to urban centres across Europe, notably England, Scotland, the German states, the Netherlands, Poland, Russia, Italy, Austria, and Spain, as well as Britain's American colonies.
Taking a long-term historical perspective, Norman Davies has argued that Freemasonry was a powerful force on behalf of Liberalism and Enlightenment ideas in Europe, from about 1700 to the 20th century. It expanded rapidly during the Age of Enlightenment, reaching practically every country in Europe. [89] Prominent members included Montesquieu, Voltaire, Sir Robert Walpole, Wolfgang Amadeus Mozart, Johann Wolfgang von Goethe, Benjamin Franklin, and George Washington. Steven C. Bullock notes that in the late 18th century, English lodges were headed by the Prince of Wales, Prussian lodges by king Frederick the Great, and French lodges by royal princes. Emperor Napoleon selected as Grand Master of France his own brother. [90]
The great enemy of Freemasonry was the Roman Catholic Church, so that in countries with a large Catholic element, such as France, Italy, Austria, Spain and Mexico, much of the ferocity of the political battles involve the confrontation between supporters of the Church versus active Masons. [91] [92] 20th-century totalitarian and revolutionary movements, especially the Fascists and Communists, crushed the Freemasons. [93]
The "long 19th century", from 1789 to 1914 saw the drastic social, political and economic changes initiated by the Industrial Revolution, the French Revolution and the Napoleonic Wars. Following the reorganisation of the political map of Europe at the Congress of Vienna in 1815, Europe experienced the rise of Nationalism, the rise of the Russian Empire and the peak of the British Empire, as well as the decline of the Ottoman Empire. Finally, the rise of the German Empire and the Austro-Hungarian Empire initiated the course of events that culminated in the outbreak of the First World War in 1914.
Industrial Revolution Edit
The Industrial Revolution was a period in the late 18th century and early 19th century when major changes in agriculture, manufacturing, and transport impacted Britain and subsequently spread to the United States and Western Europe, a process that continues as industrialisation. Technological advancements, most notably the utilization of the steam engine, were major catalysts in the industrialisation process. It started in England and Scotland in the mid-18th century with the mechanisation of the textile industries, the development of iron-making techniques and the increased use of refined coal. Trade expansion was enabled by the introduction of canals, improved roads and railways. The introduction of steam power (fuelled primarily by coal) and powered machinery (mainly in textile manufacturing) underpinned the dramatic increases in production capacity. [94] The development of all-metal machine tools in the first two decades of the 19th century facilitated the manufacture of more production machines for manufacturing in other industries. The effects spread throughout Western Europe and North America during the 19th century, eventually affecting most of the world. The impact of this change on society was enormous. [95]
Era of the French Revolution Edit
In 1789 France fell into revolution, and the world has never since been the same. The French Revolution was by far the most momentous upheaval of the whole revolutionary age. It replaced the "old regime" with "modern society," and at its extreme phase became very radical, so much so that all later revolutionary movements have looked back to it as a predecessor to themselves. From the 1760s to 1848, the role of France was decisive. [96]
The era of the French Revolution and the subsequent Napoleonic wars was a difficult time for monarchs. Tsar Paul I of Russia was assassinated King Louis XVI of France was executed, as was his queen Marie Antoinette. Furthermore, kings Charles IV of Spain, Ferdinand VII of Spain and Gustav IV Adolf of Sweden were deposed as were ultimately the Emperor Napoleon and all of the relatives he had installed on various European thrones. King Frederick William III of Prussia and Emperor Francis II of Austria barely clung to their thrones. King George III of Great Britain lost the better part of the First British Empire. [97]
The American Revolution (1775–1783) was the first successful revolt of a colony against a European power. It proclaimed, in the words of Thomas Jefferson, that "all men are created equal," a position based on the principles of the Enlightenment. It rejected aristocracy and established a republican form of government under George Washington that attracted worldwide attention. [98]
The French Revolution (1789–1804) was a product of the same democratic forces in the Atlantic World and had an even greater impact. [99] French historian François Aulard says:
From the social point of view, the Revolution consisted in the suppression of what was called the feudal system, in the emancipation of the individual, in greater division of landed property, the abolition of the privileges of noble birth, the establishment of equality, the simplification of life. The French Revolution differed from other revolutions in being not merely national, for it aimed at benefiting all humanity." [100]
French intervention in the American Revolutionary War had nearly bankrupted the state. After repeated failed attempts at financial reform, King Louis XVI had to convene the Estates-General, a representative body of the country made up of three estates: the clergy, the nobility, and the commoners. The third estate, joined by members of the other two, declared itself to be a National Assembly and swore an oath not to dissolve until France had a constitution and created, in July, the National Constituent Assembly. At the same time the people of Paris revolted, famously storming the Bastille prison on 14 July 1789.
At the time the assembly wanted to create a constitutional monarchy, and over the following two years passed various laws including the Declaration of the Rights of Man and of the Citizen, the abolition of feudalism, and a fundamental change in the relationship between France and Rome. At first the king agreed with these changes and enjoyed reasonable popularity with the people. As anti-royalism increased along with threat of foreign invasion, the king tried to flee and join France's enemies. He was captured and on 21 January 1793, having been convicted of treason, he was guillotined.
On 20 September 1792 the National Convention abolished the monarchy and declared France a republic. Due to the emergency of war, the National Convention created the Committee of Public Safety, controlled by Maximilien de Robespierre of the Jacobin Club, to act as the country's executive. Under Robespierre, the committee initiated the Reign of Terror, during which up to 40,000 people were executed in Paris, mainly nobles and those convicted by the Revolutionary Tribunal, often on the flimsiest of evidence. Internal tensions at Paris drove the Committee towards increasing assertions of radicalism and increasing suspicions, fueling new terror: A few months into this phase, more and more prominent revolutionaries were being sent to the guillotine by Robespierre and his faction, for example Madame Roland and Georges Danton. Elsewhere in the country, counter-revolutionary insurrections were brutally suppressed. The regime was overthrown in the coup of 9 Thermidor (27 July 1794) and Robespierre was executed. The regime which followed ended the Terror and relaxed Robespierre's more extreme policies.
Napoleon Edit
Napoleon Bonaparte was one of the world's most famous soldiers and statesmen, leading France to great victories over numerous European enemies. Despite modest origins he became Emperor and restructured much of European diplomacy, politics and law, until he was forced to abdicate in 1814. His 100-day comeback in 1815 failed at the Battle of Waterloo, and he died in exile on a remote island, remembered as a great hero by many Frenchmen and as a great villain by British and other enemies.
Napoleon, despite his youth, was France's most successful general in the Revolutionary wars, having conquered large parts of Italy and forced the Austrians to sue for peace. In 1799 on 18 Brumaire (9 November) he overthrew the feeble government, replacing it with the Consulate, which he dominated. He gained popularity in France by restoring the Church, keeping taxes low, centralizing power in Paris, and winning glory on the battlefield. In 1804 he crowned himself Emperor. In 1805, Napoleon planned to invade Britain, but a renewed British alliance with Russia and Austria (Third Coalition), forced him to turn his attention towards the continent, while at the same time the French fleet was demolished by the British at the Battle of Trafalgar, ending any plan to invade Britain. On 2 December 1805, Napoleon defeated a numerically superior Austro-Russian army at Austerlitz, forcing Austria's withdrawal from the coalition (see Treaty of Pressburg) and dissolving the Holy Roman Empire. In 1806, a Fourth Coalition was set up. On 14 October Napoleon defeated the Prussians at the Battle of Jena-Auerstedt, marched through Germany and defeated the Russians on 14 June 1807 at Friedland. The Treaties of Tilsit divided Europe between France and Russia and created the Duchy of Warsaw.
On 12 June 1812 Napoleon invaded Russia with a Grande Armée of nearly 700,000 troops. After the measured victories at Smolensk and Borodino Napoleon occupied Moscow, only to find it burned by the retreating Russian army. He was forced to withdraw. On the march back his army was harassed by Cossacks, and suffered disease and starvation. Only 20,000 of his men survived the campaign. By 1813 the tide had begun to turn from Napoleon. Having been defeated by a seven nation army at the Battle of Leipzig in October 1813, he was forced to abdicate after the Six Days' Campaign and the occupation of Paris. Under the Treaty of Fontainebleau he was exiled to the island of Elba. He returned to France on 1 March 1815 (see Hundred Days), raised an army, but was finally defeated by a British and Prussian force at the Battle of Waterloo on 18 June 1815 and exiled to a small British island in the South Atlantic.
Impact of the French Revolution Edit
Roberts finds that the Revolutionary and Napoleonic wars, from 1793 to 1815, caused 4 million deaths (of whom 1 million were civilians) 1.4 million were French deaths. [101]
Outside France the Revolution had a major impact. Its ideas became widespread. Roberts argues that Napoleon was responsible for key ideas of the modern world, so that, "meritocracy, equality before the law, property rights, religious toleration, modern secular education, sound finances, and so on-were protected, consolidated, codified, and geographically extended by Napoleon during his 16 years of power." [102]
Furthermore, the French armies in the 1790s and 1800s directly overthrew feudal remains in much of western Europe. They liberalised property laws, ended seigneurial dues, abolished the guild of merchants and craftsmen to facilitate entrepreneurship, legalised divorce, closed the Jewish ghettos and made Jews equal to everyone else. The Inquisition ended as did the Holy Roman Empire. The power of church courts and religious authority was sharply reduced and equality under the law was proclaimed for all men. [103]
In foreign affairs, the French Army down to 1812 was quite successful. Roberts says that Napoleon fought 60 battles, losing only seven. [104] France conquered Belgium and turned it into another province of France. It conquered the Netherlands, and made it a puppet state. It took control of the German areas on the left bank of the Rhine River and set up a puppet regime. It conquered Switzerland and most of Italy, setting up a series of puppet states. The result was glory for France, and an infusion of much needed money from the conquered lands, which also provided direct support to the French Army. However the enemies of France, led by Britain and funded by the inexhaustible British Treasury, formed a Second Coalition in 1799 (with Britain joined by Russia, the Ottoman Empire and Austria). It scored a series of victories that rolled back French successes, and trapped the French Army in Egypt. Napoleon himself slipped through the British blockade in October 1799, returning to Paris, where he overthrew the government and made himself the ruler. [105] [106]
Napoleon conquered most of Italy in the name of the French Revolution in 1797–99. He consolidated old units and split up Austria's holdings. He set up a series of new republics, complete with new codes of law and abolition of old feudal privileges. Napoleon's Cisalpine Republic was centered on Milan Genoa became a republic the Roman Republic was formed as well as the small Ligurian Republic around Genoa. The Neapolitan Republic was formed around Naples, but it lasted only five months. He later formed the Kingdom of Italy, with his brother as King. In addition, France turned the Netherlands into the Batavian Republic, and Switzerland into the Helvetic Republic. All these new countries were satellites of France, and had to pay large subsidies to Paris, as well as provide military support for Napoleon's wars. Their political and administrative systems were modernized, the metric system introduced, and trade barriers reduced. Jewish ghettos were abolished. Belgium and Piedmont became integral parts of France. [107]
Most of the new nations were abolished and returned to prewar owners in 1814. However, Artz emphasizes the benefits the Italians gained from the French Revolution:
For nearly two decades the Italians had excellent codes of law, a fair system of taxation, a better economic situation, and more religious and intellectual toleration than they had known for centuries. Everywhere old physical, economic, and intellectual barriers had been thrown down and the Italians had begun to be aware of a common nationality. [108]
Likewise in Switzerland the long-term impact of the French Revolution has been assessed by Martin:
It proclaimed the equality of citizens before the law, equality of languages, freedom of thought and faith it created a Swiss citizenship, basis of our modern nationality, and the separation of powers, of which the old regime had no conception it suppressed internal tariffs and other economic restraints it unified weights and measures, reformed civil and penal law, authorized mixed marriages (between Catholics and Protestants), suppressed torture and improved justice it developed education and public works. [109]
The greatest impact came of course in France itself. In addition to effects similar to those in Italy and Switzerland, France saw the introduction of the principle of legal equality, and the downgrading of the once powerful and rich Catholic Church to just a bureau controlled by the government. Power became centralized in Paris, with its strong bureaucracy and an army supplied by conscripting all young men. French politics were permanently polarized – new names were given, "left" and "right" for the supporters and opponents of the principles of the Revolution.
British historian Max Hastings says there is no question that as a military genius Napoleon ranks with Alexander the Great and Julius Caesar in greatness. However, in the political realm, historians debate whether Napoleon was "an enlightened despot who laid the foundations of modern Europe or, instead, a megalomaniac who wrought greater misery than any man before the coming of Hitler". [110]
Religion Edit
By the 19th century, governments increasingly took over traditional religious roles, paying much more attention to efficiency and uniformity than to religiosity. Secular bodies took control of education away from the churches, abolished taxes and tithes for the support of established religions, and excluded bishops from the upper houses. Secular laws increasingly regulated marriage and divorce, and maintaining birth and death registers became the duty of local officials. Although the numerous religious denominations in the United States founded many colleges and universities, that was almost exclusively a state function across Europe. Imperial powers protected Christian missionaries in African and Asian colonies. [111] In France and other largely Catholic nations, anti-clerical political movements tried to reduce the role of the Catholic Church. Likewise briefly in Germany in the 1870s there was a fierce Kulturkampf (culture war) against Catholics, but the Catholics successfully fought back. The Catholic Church concentrated more power in the papacy and fought against secularism and socialism. It sponsored devotional reforms that gained wide support among the churchgoers. [112]
Protestantism Edit
Historian Kenneth Scott Latourette argues that the outlook for Protestantism at the start of the 19th century was discouraging. It was a regional religion based in northwestern Europe, with an outpost in the sparsely settled United States. It was closely allied with government, as in Scandinavia, the Netherlands, Prussia, and especially Great Britain. The alliance came at the expense of independence, as the government made the basic policy decisions, down to such details as the salaries of ministers and location of new churches. The dominant intellectual currents of the Enlightenment promoted rationalism, and most Protestant leaders preached a sort of deism. Intellectually, the new methods of historical and anthropological study undermine automatic acceptance of biblical stories, as did the sciences of geology and biology. Industrialization was a strongly negative factor, as workers who moved to the city seldom joined churches. The gap between the church and the unchurched grew rapidly, and secular forces, based both in socialism and liberalism undermine the prestige of religion. Despite the negative forces, Protestantism demonstrated a striking vitality by 1900. Shrugging off Enlightenment rationalism, Protestants embraced romanticism, with the stress on the personal and the invisible. Entirely fresh ideas as expressed by Friedrich Schleiermacher, Soren Kierkegaard, Albrecht Ritschl and Adolf von Harnack restored the intellectual power of theology. There was more attention to historic creeds such as the Augsburg, the Heidelberg, and the Westminster confessions. In England, Anglicans emphasize the historically Catholic components of their heritage, as the High Church element reintroduced vestments and incense into their rituals. The stirrings of pietism on the Continent, and evangelicalism in Britain expanded enormously, leading the devout away from an emphasis on formality and ritual and toward an inner sensibility toward personal relationship to Christ. Social activities, in education and in opposition to social vices such as slavery, alcoholism and poverty provided new opportunities for social service. Above all, worldwide missionary activity became a highly prized goal, proving quite successful in close cooperation with European colonialists, particularly during the New Imperialism period. [113]
Nations rising Edit
Emerging nationalism Edit
The political development of nationalism and the push for popular sovereignty culminated with the ethnic/national revolutions of Europe. During the 19th century nationalism became one of the most significant political and social forces in history it is typically listed among the top causes of World War I. [114] [115]
Napoleon's conquests of the German and Italian states around 1800–1806 played a major role in stimulating nationalism and the demands for national unity. [116]
Germany Edit
In the German states east of Prussia Napoleon abolished many of the old or medieval relics, such as dissolving the Holy Roman Empire in 1806. [117] He imposed rational legal systems and demonstrated how dramatic changes were possible. For example, his organization of the Confederation of the Rhine in 1806 promoted a feeling of nationalism. Nationalists sought to encompass masculinity in their quest for strength and unity. [118] In the 1860s it was Prussian chancellor Otto von Bismarck who achieved German unification in 1870 after the many smaller states followed Prussia's leadership in wars against Denmark, Austria and France. [119]
Italy Edit
Italian nationalism emerged in the 19th century and was the driving force for Italian unification or the "Risorgimento" (meaning the Resurgence or revival). It was the political and intellectual movement that consolidated different states of the Italian peninsula into the single state of the Kingdom of Italy in 1860. The memory of the Risorgimento is central to both Italian nationalism and Italian historiography. [120]
Serbia Edit
For centuries the Orthodox Christian Serbs were ruled by the Muslim-controlled Ottoman Empire. The success of the Serbian revolution (1804–1817) against Ottoman rule in 1817 marked the foundation of modern Principality of Serbia. It achieved de facto independence in 1867 and finally gained recognition by the Great Powers in the Berlin Congress of 1878. The Serbs developed a larger vision for nationalism in Pan-Slavism and with Russian support sought to pull the other Slavs out of the Austro-Hungarian Empire. [121] [122] Austria, with German backing, tried to crush Serbia in 1914 but Russia intervened, thus igniting the First World War in which Austria dissolved into nation states. [123]
In 1918, the region of Vojvodina proclaimed its secession from Austria-Hungary to unite with the pan-Slavic State of Slovenes, Croats and Serbs the Kingdom of Serbia joined the union on 1 December 1918, and the country was named Kingdom of Serbs, Croats, and Slovenes. It was renamed Yugoslavia, which was never able to tame the multiple nationalities and religions and it flew apart in civil war in the 1990s.
Greece Edit
The Greek drive for independence from the Ottoman Empire inspired supporters across Christian Europe, especially in Britain. France, Russia and Britain intervened to make this nationalist dream become reality with the Greek War of Independence (1821-1829/1830). [124]
Bulgaria Edit
Bulgarian modern nationalism emerged under Ottoman rule in the late 18th and early 19th century, under the influence of western ideas such as liberalism and nationalism, which trickled into the country after the French revolution, mostly via Greece, although there were stirrings in the 18th century. Russia, as a World Great Power of fellow Orthodox Slavs, could appeal to the Bulgarians in a way that Austria could not. An autonomous Bulgarian Exarchate was established in 1870/1872 for the diocese of Bulgaria as well as for those, wherein at least two-thirds of Orthodox Christians were willing to join it. The April Uprising in 1876 indirectly resulted in the re-establishment of Bulgaria in 1878.
Poland Edit
The cause of Polish nationalism was repeatedly frustrated before 1918. In the 1790s, Germany, Russia and Austria partitioned Poland. Napoleon set up the Duchy of Warsaw, a new Polish state that ignited a spirit of nationalism. Russia took it over in 1815 as Congress Poland with the tsar as King of Poland. Large-scale nationalist revolts erupted in 1830 and 1863–64 but were harshly crushed by Russia, which tried to Russify the Polish language, culture and religion. The collapse of the Russian Empire in the First World War enabled the major powers to reestablish an independent Poland, which survived until 1939. Meanwhile, Poles in areas controlled by Germany moved into heavy industry but their religion came under attack by Bismarck in the Kulturkampf of the 1870s. The Poles joined German Catholics in a well-organized new Centre Party, and defeated Bismarck politically. He responded by stopping the harassment and cooperating with the Centre Party. [125] [126]
Education Edit
An important component of nationalism was the study of the nation's heritage, emphasizing the national language and literary culture. This stimulated, and was in turn strongly supported by, the emergence of national educational systems reaching the general population. Latin gave way to the national language, and compulsory education, with strong support from modernizers and the media, became standard in Germany and eventually the other West European nations. Voting reforms extended the franchise to the previously excluded elements. A strong sentiment among the elites was the necessity for compulsory public education, so that the new electorate could understand and handle its duties. Every country developed a sense of national origins – the historical accuracy was less important than the motivation toward patriotism. Universal compulsory education was extended as well to girls, at least at the elementary level. By the 1890s, strong movements emerged in some countries, including France, Germany and the United States, to extend compulsory education to the secondary level. [127] [128]
Ideological coalitions Edit
After the defeat of revolutionary France, the great powers tried to restore the situation which existed before 1789. In 1815 at the Congress of Vienna, the major powers of Europe managed to produce a peaceful balance of power among the various European empires. This was known as the Metternich system. The powerbase of their support was the aristocracy, with its great landed wealth and control of the government, the church, and the military in most countries. [129] However, their reactionary efforts were unable to stop the spread of revolutionary movements: the middle classes had been deeply influenced by the ideals of the French revolution, and the Industrial Revolution brought important economical and social changes. [130]
Radical intellectuals looked to the working classes for a base for socialist, communist and anarchistic ideas. Widely influential was the 1848 pamphlet by Karl Marx and Friedrich Engels The Communist Manifesto. [131]
The middle classes and businessmen promoted liberalism, free trade and capitalism. Aristocratic elements concentrated in government service, the military and the established churches. Nationalist movements (in Germany, Italy, Poland, Hungary, and elsewhere) called upon the "racial" unity (which usually meant a common language and an imagined common ethnicity) to seek national unification and/or liberation from foreign rule. As a result, the period between 1815 and 1871 saw a large number of revolutionary attempts and independence wars. Greece successfully revolted against Ottoman rule in the 1820s. European diplomats and intellectuals saw the Greek struggle for independence, with its accounts of Turkish atrocities, in a romantic light. [132]
France under Napoleon III Edit
Napoleon III, nephew of Napoleon I, parlayed his famous name and to widespread popularity across France . He returned from exile in 1848, promising to stabilize the chaotic political situation. [133] He was elected president and maneuvered successfully to name himself Emperor, a move approved later by a large majority of the French electorate. The first part of his Imperial term brought many important reforms, facilitated by Napoleon's control of the lawmaking body, the government, and the Army. Hundreds of old Republican leaders were arrested and deported. Napoleon controlled the media and censored the news. In compensation for the loss of freedom, Napoleon gave the people new hospitals and asylums, beautified and modernized Paris, and built a modern railroad and transportation system that dramatically improved commerce, and helped the many small farmers as well. The economy grew, but industrialization was not as rapid as Britain, and France depended largely on small family-oriented firms as opposed to the large companies that were emerging in the United States and Germany. France was on the winning side in the Crimean war (1854–56), but after 1858 Napoleon's foreign-policy was less and less successful. He antagonized Great Britain and failed to appreciate the danger of war with Prussia. Foreign-policy blunders finally destroyed his reign in 1870–71. He gained worldwide attention for his aggressive foreign policy in Europe, Mexico, and worldwide. He helped in the unification of Italy by fighting the Austrian Empire and joined the Crimean War on the side of Great Britain to defend the Ottoman Empire against Russia. His empire collapsed after being defeated in the Franco-Prussian War. [134] [135]
France became a republic, but until the 1880s there was a strong popular demand for return to monarchy. That never happened because of the blunders made by the available monarchs. Hostility to the Catholic Church became a major issue, as France battle between secular and religious forces well into the 20th century, with the secular elements usually more successful. The French Third Republic emerged in 1871, was on the winning side of the first world war, and was finally overthrown when it was defeated in 1940 in World War II. [136]
Major powers Edit
Country | Population in millions (year) |
---|---|
Russia | 71.8 (1870) |
Germany | 42.7 (1875) |
Austria-Hungary | 37.3 (1876) |
France | 36.9 (1876) |
Great Britain | 33.7 (1877) |
Italy | 26.8 (1876) |
Source: | Appleton Annual Cyclopedia: 1877 (1878) p. 281 |
Most European states had become constitutional (rather than absolute) monarchies by 1871, and Germany and Italy merged many small city-states to become united nation-states. Germany in particular increasingly dominated the continent in terms of economics and political power. Meanwhile, on a global scale, Great Britain, with its far-flung British Empire, unmatched Royal Navy, and powerful bankers, became the world's first global power. The sun never set on its territories, while an informal empire operated through British financiers, entrepreneurs, traders and engineers who established operations in many countries, and largely dominated Latin America. The British were especially famous for financing and constructing railways around the world. [137]
Bismarck's Germany Edit
From his base in Prussia, Otto von Bismarck in the 1860s engineered a series of short, decisive wars, that unified most of the German states (excluding Austria) into a powerful German Empire under Prussian leadership. He humiliated France in the process, but kept on good terms with Austria-Hungary. With that accomplished by 1871 he then skillfully used balance of power diplomacy to preserve Germany's new role and keep Europe at peace. The new German Empire industrialized rapidly and challenged Britain for economic leadership. Bismarck disliked colonies but public and elite opinion forced him to build an overseas empire. He was removed from office in 1890 by an aggressive young Kaiser Wilhelm II, who pursued a disruptive foreign policy that polarized Europe into rival camps. These rival camps went to war with each other in 1914. [138] [139]
Austrian and Russian empires Edit
The power of nationalism to create new states was irresistible in the 19th century, and the process could lead to collapse in the absence of a strong nationalism. Austria-Hungary had the advantage of size, but multiple disadvantages. There were rivals on four sides, its finances were unstable, the population was fragmented into multiple ethnicities and languages that served as the bases for separatist nationalisms. It had a large army with good forts, but its industrial base was thin. Its naval resources were so minimal that it did not attempt to build an overseas empire. It did have the advantage of good diplomats, typified by Metternich (Foreign Minister 1809–1848, Prime Minister, 1821–1848)). They employed a grand strategy for survival that balanced out different forces, set up buffer zones, and kept the Habsburg empire going despite wars with the Ottomans, Frederick the Great, Napoleon and Bismarck, until the final disaster of the First World War. The Empire overnight disintegrated into multiple states based on ethnic nationalism and the principle of self-determination. [140]
The Russian Empire likewise brought together a multitude of languages and cultures, so that its military defeat in the First World War led to multiple splits that created independent Finland, Latvia, Lithuania, Estonia, and Poland, and for a brief spell, independent Ukraine, Armenia, Georgia, and Azerbaijan. [141]
Imperialism Edit
Colonial empires were the product of the European Age of Discovery from the 15th century. The initial impulse behind these dispersed maritime empires and those that followed was trade, driven by the new ideas and the capitalism that grew out of the Renaissance. Both the Portuguese Empire and Spanish Empire quickly grew into the first global political and economic systems with territories spread around the world.
Subsequent major European colonial empires included the French, Dutch, and British empires. The latter, consolidated during the period of British maritime hegemony in the 19th century, became the largest empire in history because of the improved ocean transportation technologies of the time as well as electronic communication through the telegraph, cable, and radio. At its height in 1920, the British Empire covered a quarter of the Earth's land area and comprised a quarter of its population. Other European countries, such as Belgium, Germany, and Italy, pursued colonial empires as well (mostly in Africa), but they were smaller. Ignoring the oceans, Russia built its Russian Empire through conquest by land in Eastern Europe, and Asia.
By the mid-19th century, the Ottoman Empire had declined enough to become a target for other global powers (see History of the Balkans). This instigated the Crimean War in 1854 and began a tenser period of minor clashes among the globe-spanning empires of Europe that eventually set the stage for the First World War. In the second half of the 19th century, the Kingdom of Sardinia and the Kingdom of Prussia carried out a series of wars that resulted in the creation of Italy and Germany as nation-states, significantly changing the balance of power in Europe. From 1870, Otto von Bismarck engineered a German hegemony of Europe that put France in a critical situation. It slowly rebuilt its relationships, seeking alliances with Russia and Britain to control the growing power of Germany. In this way, two opposing sides – the Triple Alliance of 1882 (Germany, Austria-Hungary and Italy) and the Triple Entente of 1907 (Britain, France and Russia) – formed in Europe, improving their military forces and alliances year-by-year.
German-American historian Konrad Jarausch, asked if he agreed that "the European record of the past century [was] just one gigantic catastrophe", argues:
It is true that the first half of the 20th century was full of internecine warfare, economic depression, ethnic cleansing and racist genocide that killed tens of millions of people, more than any other period in human history. But looking only at the disasters creates an incomplete perception, because the second half of the century witnessed a much more positive development in spite of the Cold War. After the defeat of Fascism in 1945, the peaceful revolution of 1989/90 also liberated the East from Communist control in a quite unexpected fashion. As a result, Europeans generally live more free, prosperous and healthy lives than ever before. [142]
The "short twentieth century", from 1914 to 1991, included the First World War, the Second World War and the Cold War. The First World War used modern technology to kill millions of soldiers. Victory by Britain, France, the United States and other allies drastically changed the map of Europe, ending four major land empires (the Russian, German, Austro-Hungarian and Ottoman empires) and leading to the creation of nation-states across Central and Eastern Europe. The October Revolution in Russia led to the creation of the Soviet Union (1917–1991) and the rise of the international communist movement. Widespread economic prosperity was typical of the period before 1914, and 1920–1929. After the onset of the Great Depression in 1929, however, democracy collapsed in most of Europe. Fascists took control in Italy, and the even more aggressive Nazi movement led by Adolf Hitler took control of Germany, 1933–45. The Second World War was fought on an even larger scale than the First war, killing many more people, and using even more advanced technology. It ended with the division of Europe between East and West, with the East under the control of the Soviet Union and the West dominated by NATO. The two sides engaged in the Cold War, with actual conflict taking place not in Europe but in Asia in the Korean War and the Vietnam War. The Imperial system collapsed. The remaining colonial empires ended through the decolonisation of European rule in Africa and Asia. The fall of Soviet Communism (1989–1991) left the West dominant and enabled the reunification of Germany. It accelerated the process of a European integration to include Eastern Europe. The European Union continues today, but with German economic dominance. Since the worldwide Great Recession of 2008, European growth has been slow, and financial crises have hit Greece and other countries. Modern-day Russia is weaker by military might, compared to when it was a superpower as a part of the Soviet Union, but has retained its historical status as both a great power and a regional power, confronting Ukraine and other post-Soviet states.
World War I Edit
After the relative peace of most of the 19th century, the rivalry between European powers, compounded by a rising nationalism among ethnic groups, exploded in August 1914, when the First World War started. [143] Over 65 million European soldiers were mobilised from 1914 to 1918 20 million soldiers and civilians died, and 21 million were seriously wounded. [144] On one side were Germany, Austria-Hungary, the Ottoman Empire and Bulgaria (the Central Powers/Triple Alliance), while on the other side stood Serbia and the Triple Entente – the coalition of France, Britain and Russia, which were joined by Italy in 1915, Romania in 1916 and by the United States in 1917. The Western Front involved especially brutal combat without any territorial gains by either side. Single battles like Verdun and the Somme killed hundreds of thousands of men while leaving the stalemate unchanged. Heavy artillery and machine guns caused most of the casualties, supplemented by poison gas. Czarist Russia collapsed in the February Revolution of 1917 and Germany claimed victory on the Eastern Front. After eight months of liberal rule, the October Revolution brought Vladimir Lenin and the Bolsheviks to power, leading to the creation of the Soviet Union in place of the disintegrated Russian Empire. With American entry into the war in 1917 on the Allied side, and the failure of Germany's spring 1918 offensive, Germany had run out of manpower, while an average of 10,000 American troops were arriving in France every day in the summer of 1918. Germany's allies, Austria-Hungary and the Ottoman Empire, surrendered and dissolved, followed by Germany on 11 November 1918. [145] [146] The victors forced Germany to assume responsibility for the conflict and pay war reparations.
One factor in determining the outcome of the war was that the Allies had significantly more economic resources they could spend on the war. One estimate (using 1913 US dollars) is that the Allies spent $58 billion on the war and the Central Powers only $25 billion. Among the Allies, Britain spent $21 billion and the U.S. $17 billion among the Central Powers Germany spent $20 billion. [147]
Paris Peace Conference Edit
The world war was settled by the victors at the Paris Peace Conference in 1919. Two dozen nations sent delegations, and there were many nongovernmental groups, but the defeated powers were not invited. [148]
The "Big Four" were President Woodrow Wilson of the United States, Prime Minister David Lloyd George of Great Britain, Georges Clemenceau of France, and, of least importance, Italian Prime Minister Vittorio Orlando. Each has a large staff of experts. They met together informally 145 times and made all the major decisions, which in turn were ratified by the others. [149]
The major decisions were the creation of the League of Nations the six peace treaties with defeated enemies, most notable the Treaty of Versailles with Germany the awarding of German and Ottoman overseas possessions as "mandates", chiefly to Britain and France and the drawing of new national boundaries (sometimes with plebiscites) to better reflect the forces of nationalism. [150] [151]
The Big Four implemented sweeping changes to the political geography of the world. Most famously, the Treaty of Versailles itself weakened Germany's military power and placed full blame for the war and costly reparations on its shoulders – the humiliation and resentment in Germany was probably one of the causes of Nazi success and indirectly a cause of World War II.
At the insistence of President Wilson, the Big Four required Poland to sign a treaty on 28 June 1919 that guaranteed minority rights in the new nation. Poland signed under protest, and made little effort to enforce the specified rights for Germans, Jews, Ukrainians, and other minorities. Similar treaties were signed by Czechoslovakia, Romania, Yugoslavia, Greece, Austria, Hungary, Bulgaria, and later by Latvia, Estonia and Lithuania. Finland and Germany were not asked to sign a minority rights treaty. [152]
Interwar Edit
In the Treaty of Versailles (1919) the winners recognised the new states (Poland, Czechoslovakia, Hungary, Austria, Yugoslavia, Finland, Estonia, Latvia, Lithuania) created in central Europe from the defunct German, Austro-Hungarian and Russian empires, based on national (ethnic) self-determination. It was a peaceful era with a few small wars before 1922 such as the Ukrainian–Soviet War (1917–1921) and the Polish–Soviet War (1919–1921). Prosperity was widespread, and the major cities sponsored a youth culture called the "Roaring Twenties" or "Jazz Age" that was often featured in the cinema, which attracted very large audiences. [153]
The Allied victory in the First World War seemed to mark the triumph of liberalism, not just in the Allied countries themselves, but also in Germany and in the new states of Eastern Europe, as well as Japan. Authoritarian militarism as typified by Germany had been defeated and discredited. Historian Martin Blinkhorn argues that the liberal themes were ascendant in terms of "cultural pluralism, religious and ethnic toleration, national self-determination, free-market economics, representative and responsible government, free trade, unionism, and the peaceful settlement of international disputes through a new body, the League of Nations." [154] However, as early as 1917, the emerging liberal order was being challenged by the new communist movement taking inspiration from the Russian Revolution. Communist revolts were beaten back everywhere else, but they did succeed in Russia. [155]
Fascism and authoritarianism Edit
Italy adopted an authoritarian dictatorship known as Fascism in 1922 it became a model for Hitler in Germany and for right wing elements in other countries. Historian Stanley G. Payne says Fascism in Italy was:
A primarily political dictatorship. The Fascist Party itself had become almost completely bureaucratized and subservient to, not dominant over, the state itself. Big business, industry, and finance retained extensive autonomy, particularly in the early years. The armed forces also enjoyed considerable autonomy. The Fascist militia was placed under military control. The judicial system was left largely intact and relatively autonomous as well. The police continued to be directed by state officials and were not taken over by party leaders. nor was a major new police elite created. There was never any question of bringing the Church under overall subservience. Sizable sectors of Italian cultural life retained extensive autonomy, and no major state propaganda-and-culture ministry existed. The Mussolini regime was neither especially sanguinary nor particularly repressive. [156]
Authoritarian regimes replaced democracy in the 1930s in Nazi Germany, Portugal, Austria, Poland, Greece, the Baltic countries and Francoist Spain. By 1940, there were only four liberal democracies left on the European continent: France, Finland, Switzerland and Sweden. [157]
Great Depression: 1929–1939 Edit
After the Wall Street Crash of 1929, nearly the whole world sank into a Great Depression, as money stopped flowing from New York to Europe, prices fell, profits fell, and unemployment soared. The worst hit sectors included heavy industry, export-oriented agriculture, mining and lumbering, and construction. World trade fell by two-thirds. [158] [159]
Liberalism and democracy were discredited. In most of Europe, as well as in Japan and most of Latin America, nation after nation turned to dictators and authoritarian regimes. The most momentous change of government came when Hitler and his Nazis took power in Germany in 1933. The main institution that was meant to bring stability was the League of Nations, created in 1919. However the League failed to resolve any major crises and by 1938 it was no longer a major player. The League was undermined by the bellicosity of Nazi Germany, Imperial Japan, the Soviet Union, and Mussolini's Italy, and by the non-participation of the United States. By 1937 it was largely ignored. [160]
A major civil war took place in Spain, with the nationalists winning. The League of Nations was helpless as Italy conquered Ethiopia and Japan seized Manchuria in 1931 and took over most of China starting in 1937. [161]
The Spanish Civil War (1936–1939) was marked by numerous small battles and sieges, and many atrocities, until the rebels (the Nationalists), led by Francisco Franco, won in 1939. There was military intervention as Italy sent land forces, and Germany sent smaller elite air force and armoured units to the Nationalists. The Soviet Union sold armaments to the leftist Republicans on the other side, while the Communist parties in numerous countries sent soldiers to the "International Brigades." The civil war did not escalate into a larger conflict, but did become a worldwide ideological battleground that pitted the left, the communist movement and many liberals against Catholics, conservatives, and fascists. Britain, France and the US remained neutral and refused to sell military supplies to either side. Worldwide there was a decline in pacifism and a growing sense that another world war was imminent, and that it would be worth fighting for. [162]
World War II Edit
In the Munich Agreement of 19 8, Britain and France adopted a policy of appeasement as they gave Hitler what he wanted out of Czechoslovakia in the hope that it would bring peace. It did not. In 1939 Germany took over the rest of Czechoslovakia and appeasement policies gave way to hurried rearmament as Hitler next turned his attention to Poland.
After allying with Japan in the Anti-Comintern Pact and then also with Benito Mussolini's Italy in the "Pact of Steel", and finally signing a non-aggression treaty with the Soviet Union in August 1939, Hitler launched the Second World War on 1 September 1939 by attacking Poland. To his surprise Britain and France declared war on Germany, but there was little fighting during the "Phoney War" period. War began in earnest in spring 1940 with the successful Blitzkrieg conquests of Denmark, Norway, the Low Countries, and France. Britain remained alone but refused to negotiate, and defeated Germany's air attacks in the Battle of Britain. Hitler's goal was to control Eastern Europe but because of his failure to defeat Britain and the Italian failures in North Africa and the Balkans, the great attack on the Soviet Union was delayed until June 1941. Despite initial successes, the German army was stopped close to Moscow in December 1941. [163]
Over the next year the tide was turned and the Germans started to suffer a series of defeats, for example in the siege of Stalingrad and at Kursk. Meanwhile, Japan (allied to Germany and Italy since September 1940) attacked Britain and the United States on 7 December 1941 Germany then completed its over-extension by declaring war on the United States. War raged between the Axis Powers (Germany, Italy, and Japan) and the Allied Forces (British Empire, Soviet Union, and the United States). The Allied Forces won in North Africa, invaded Italy in 1943, and recaptured France in 1944. In the spring of 1945 Germany itself was invaded from the east by the Soviet Union and from the west by the other Allies. As the Red Army conquered the Reichstag in Berlin, Hitler committed suicide and Germany surrendered in early May. [164] World War II was the deadliest conflict in human history, causing between 50 and 80 million deaths, the majority of whom were civilians (approximately 38 to 55 million). [165]
This period was also marked by systematic genocide. In 1942–45, separately from the war-related deaths, the Nazis killed an additional number of over 11 million civilians identified through IBM-enabled censuses, including the majority of the Jews and Gypsies of Europe, millions of Polish and Soviet Slavs, and also homosexuals, Jehovah's Witnesses, misfits, disabled, and political enemies. Meanwhile, in the 1930s the Soviet system of forced labour, expulsions and allegedly engineered famine had a similar death toll. During and after the war millions of civilians were affected by forced population transfers. [166]
The world wars ended the pre-eminent position of Britain, France and Germany in Europe and the world. [167] At the Yalta Conference, Europe was divided into spheres of influence between the victors of World War II, and soon became the principal zone of contention in the Cold War between the two power blocs, the Western countries and the Communist bloc. The United States and the majority of European liberal democracies at the time (United Kingdom, France, Italy, Netherlands, West Germany etc.) established the NATO military alliance. Later, the Soviet Union and its satellites (Bulgaria, Czechoslovakia, East Germany, Hungary, Poland, and Romania) in 1955 established the Warsaw Pact as a counterpoint to NATO. The Warsaw Pact had a much larger ground force, but the American-French-British nuclear umbrellas protected NATO.
Communist states were imposed by the Red Army in the East, while parliamentary democracy became the dominant form of government in the West. Most historians point to its success as the product of exhaustion with war and dictatorship, and the promise of continued economic prosperity. Martin Conway also adds that an important impetus came from the anti-Nazi wartime political coalitions. [168]
Economic recovery Edit
The United States gave away about $20 billion in Marshall Plan grants and other grants and low-interest long-term loans to Western Europe, 1945 to 1951. Historian Michael J. Hogan argues that American aid was critical in stabilizing the economy and politics of Western Europe. It brought in modern management that dramatically increased productivity, and encouraged cooperation between labor and management, and among the member states. Local Communist parties were opposed, and they lost prestige and influence and a role in government. In strategic terms, says Hogan, the Marshall Plan strengthened the West against The possibility of a Communist invasion or political takeover. [169] However, the Marshall Plan's role in the rapid recovery has been debated. Most reject the idea that it only miraculously revived Europe, since the evidence shows that a general recovery was already under way thanks to other aid programs from the United States. Economic historians Bradford De Long and Barry Eichengreen conclude it was, " History's Most Successful Structural Adjustment Program." They state:
It was not large enough to have significantly accelerated recovery by financing investment, aiding the reconstruction of damaged infrastructure, or easing commodity bottlenecks. We argue, however, that the Marshall Plan did play a major role in setting the stage for post-World War II Western Europe's rapid growth. The conditions attached to Marshall Plan aid pushed European political economy in a direction that left its post World War II "mixed economies" with more "market" and less "controls" in the mix. [170]
The Soviet Union concentrated on its own recovery. It seized and transferred most of Germany's industrial plants and it exacted war reparations from East Germany, Hungary, Romania, and Bulgaria, using Soviet-dominated joint enterprises. It used trading arrangements deliberately designed to favor the Soviet Union. Moscow controlled the Communist parties that ruled the satellite states, and they followed orders from the Kremlin. Historian Mark Kramer concludes:
The net outflow of resources from eastern Europe to the Soviet Union was approximately $15 billion to $20 billion in the first decade after World War II, an amount roughly equal to the total aid provided by the United States to western Europe under the Marshall Plan. [171]
Western Europe began economic and then political integration, with the aim to unite the region and defend it. This process included organisations such as the European Coal and Steel Community, which grew and evolved into the European Union, and the Council of Europe. The Solidarność movement in the 1980s weakened the Communist government in Poland. At the time the Soviet leader Mikhail Gorbachev initiated perestroika and glasnost, which weakened Soviet influence in Europe, particularly in the USSR. In 1989 after the Pan-European Picnic the Iron Curtain and the Berlin Wall came down and Communist governments outside the Soviet Union were deposed. In 1990 the Federal Republic of Germany absorbed East Germany, after making large cash payments to the USSR. In 1991 the Communist Party in Moscow collapsed, ending the USSR, which split into fifteen independent states. The largest, Russia, took the Soviet Union's seat on the United Nations Security Council. The most violent dissolution happened in Yugoslavia, in the Balkans. Four (Slovenia, Croatia, Bosnia and Herzegovina and North Macedonia) out of six Yugoslav republics declared independence and for most of them a violent war ensued, in some parts lasting until 1995. In 2006 Montenegro seceded and became an independent state. In the post–Cold War era, NATO and the EU have been gradually admitting most of the former members of the Warsaw Pact.
Looking at the half century after the war historian Walter Lacquer concluded:
"The postwar generations of European elites aimed to create more democratic societies. They wanted to reduce the extremes of wealth and poverty and provide essential social services in a way that prewar generations had not. They had had quite enough of unrest and conflict. For decades many Continental societies had more or less achieved these aims and had every reason to be proud of their progress. Europe was quiet and civilized. Europe's success was based on recent painful experience: the horrors of two world wars the lessons of dictatorship the experiences of fascism and communism. Above all, it was based on a feeling of European identity and common values – or so it appeared at the time." [172]
The post-war period also witnessed a significant rise in the standard of living of the Western European working class. As noted by one historical text, "within a single generation, the working classes of Western Europe came to enjoy the multiple pleasures of the consumer society." [173]
Western Europe's industrial nations in the 1970s were hit by a global economic crisis. They had obsolescent heavy industry, and suddenly had to pay very high energy prices which caused sharp inflation. Some of them also had inefficient nationalized railways and heavy industries. In the important field of computer technology, European nations lagged behind the United States. They also faced high government deficits and growing unrest led by militant labour unions. There was an urgent need for new economic directions. Germany and Sweden sought to create a social consensus behind a gradual restructuring. Germany's efforts proved highly successful. In Britain under the leadership of Margaret Thatcher, the solution was shock therapy, high interest rates, austerity, and selling off inefficient corporations as well as the public housing, which was sold off to the tenants. One result was escalating social tensions in Britain, led by the militant coal miners. Thatcher eventually defeated her opponents and radically changed the British economy, but the controversy never went away as shown by the hostile demonstrations at the time of her death in 2013. [174]
The end of the Cold War came in a series of events from 1979 to 1991, mainly in Eastern Europe. In the end, these brought the fall of the Iron Curtain, the German reunification and the end of Soviet control over their Eastern European satellites and their worldwide network of communist parties in a friendly chain reaction from the Pan-European Picnic in 1989. The finals brought the division of the Soviet Union into 15 non-communist states in 1991. [175] Italian historian Federico Romero reports that observers at the time emphasized that,:
The systemic and ideological confrontation between capitalism and communism had faded away. The geopolitical partition of Europe was no more. Nuclear deterrence was morphing into a less armed, almost hypothetical version of its previous self. Superpower rivalry was rapidly wound up with cascading effects in various areas of the world. [176]
Following the end of the Cold War, the European Economic Community pushed for closer integration, co-operation in foreign and home affairs, and started to increase its membership into the neutral and former communist countries. In 1993, the Maastricht Treaty established the European Union, succeeding the EEC and furthering political co-operation. The neutral countries of Austria, Finland and Sweden acceded to the EU, and those that didn't join were tied into the EU's economic market via the European Economic Area. These countries also entered the Schengen Agreement which lifted border controls between member states. [177]
The Maastricht Treaty created a single currency for most EU members. The euro was created in 1999 and replaced all previous currencies in participating states in 2002. The most notable exception to the currency union, or eurozone, was the United Kingdom, which also did not sign the Schengen Agreement.
EU did not participate in the Yugoslav Wars, and was divided on supporting the United States in the 2003–2011 Iraq War. NATO has been part of the war in Afghanistan, but at a much lower level of involvement than the United States.
In 2004, the EU gained 10 new members. (Estonia, Latvia, and Lithuania, which had been part of the Soviet Union Czech Republic, Hungary, Poland, Slovakia, and Slovenia, five former-communist countries Malta, and the divided island of Cyprus.) These were followed by Bulgaria and Romania in 2007. Russia's regime had interpreted these expansions as violations against NATO's promise to not expand "one inch to the east" in 1990. [178] Russia engaged in a number of bilateral disputes about gas supplies with Belarus and Ukraine which endangered gas supplies to Europe. Russia also engaged in a minor war with Georgia in 2008.
Supported by the United States and some European countries, Kosovo's government unilaterally declared independence from Serbia on 17 February 2008.
Public opinion in the EU turned against enlargement, partially due to what was seen as over-eager expansion including Turkey gaining candidate status. The European Constitution was rejected in France and the Netherlands, and then (as the Treaty of Lisbon) in Ireland, although a second vote passed in Ireland in 2009.
The financial crisis of 2007–08 affected Europe, and government responded with austerity measures. Limited ability of the smaller EU nations (most notably Greece) to handle their debts led to social unrest, government liquidation, and financial insolvency. In May 2010, the German parliament agreed to loan 22.4 billion euros to Greece over three years, with the stipulation that Greece follow strict austerity measures. See European sovereign-debt crisis.
Beginning in 2014, Ukraine has been in a state of revolution and unrest with two breakaway regions (Donetsk and Lugansk) attempting to join Russia as full federal subjects. (See War in Donbass.) On 16 March, a referendum was held in Crimea leading to the de facto secession of Crimea and its largely internationally unrecognized annexation to the Russian Federation as the Republic of Crimea.
In June 2016, in a referendum in the United Kingdom on the country's membership in the European Union, 52% of voters voted to leave the EU, leading to the complex Brexit separation process and negotiations, which led to political and economic changes for both the UK and the remaining European Union countries. The UK left the EU on 31 January 2020. Later that year all of Europe was seriously affected by the outbreak of Covid.
Greece
The tradition that ultimately inspired the birth of modern diplomacy in post-Renaissance Europe and that led to the present world system of international relations began in ancient Greece. The earliest evidence of Greek diplomacy can be found in its literature, notably in Homer’s Iliad and Odyssey. Otherwise, the first traces of interstate relations concern the Olympic Games of 776 BCE . In the 6th century BCE the amphictyonic leagues maintained interstate assemblies with extraterritorial rights and permanent secretariats. Sparta was actively forming alliances in the mid-6th century BCE , and by 500 BCE it had created the Peloponnesian League. In the 5th century BCE , Athens led the Delian Leagueduring the Greco-Persian Wars.
Greek diplomacy took many forms. Heralds, references to whom can be found in prehistory, were the first diplomats and were protected by the gods with an immunitythat other envoys lacked. Their protector was Hermes, the messenger of the gods, who became associated with all diplomacy. The herald of Zeus, Hermes was noted for persuasiveness and eloquence but also for knavery, shiftiness, and dishonesty, imparting to diplomacy a reputation that its practitioners still try to live down.
Because heralds were inviolable, they were the favoured channels of contact in wartime. They preceded envoys to arrange for safe passage. Whereas heralds traveled alone, envoys journeyed in small groups, to ensure each other’s loyalty. They usually were at least 50 years old and were politically prominent figures. Because they were expected to sway foreign assemblies, envoys were chosen for their oratorical skills. Although such missions were frequent, Greek diplomacy was episodic rather than continuous. Unlike modern ambassadors, heralds and envoys were short-term visitors in the city-states whose policies they sought to influence.
In marked contrast to diplomatic relations, commercial and other apolitical relations between city-states were conducted on a continuous basis. Greek consular agents, or proxeni, were citizens of the city in which they resided, not of the city-state that employed them. Like envoys, they had a secondary task of gathering information, but their primary responsibility was trade. Although proxeniinitially represented one Greek city-state in another, eventually they became far-flung in his famed work History, Herodotusindicates that there were Greek consuls in Egypt in about 550 BCE .
The Greeks developed archives, a diplomatic vocabulary, principles of international conduct that anticipated international law, and many other elements of modern diplomacy. Their envoys and entourages enjoyed diplomatic immunity for their official correspondence and personal property. Truces, neutrality, commercial conventions, conferences, treaties, and alliances were common. In one 25-year period of the 4th century BCE , for example, there were eight Greco-Persian congresses, where even the smallest states had the right to be heard.
Rome inherited what the Greeks devised and adapted it to the task of imperial administration. As Rome expanded, it often negotiated with representatives of conquered areas, to which it granted partial self-governmentby way of a treaty. Treaties were made with other states under Greek international law. During the Roman Republic the Senateconducted foreign policy, though a department for foreign affairs was established. Later, under the Empire, the emperor was the ultimate decision maker in foreign affairs. Envoys were received with ceremony and magnificence, and they and their aides were granted immunity.
Roman envoys were sent abroad with written instructions from their government. Sometimes a messenger, or nuntius, was sent, usually to towns. For larger responsibilities a legatio (embassy) of 10 or 12 legati (ambassadors) was organized under a president. The legati, who were leading citizens chosen for their skill at oratory, were inviolable. Rome also created sophisticated archives, which were staffed by trained archivists. Paleographictechniques were developed to decipher and authenticate ancient documents. Other archivists specialized in diplomatic precedents and procedures, which became formalized. For centuries these archive-based activities were the major preoccupation of diplomacy in and around the Roman Empire.
Roman law, which stressed the sanctity of contracts, became the basis of treaties. Late in the Republican era, the laws applied by the Romans to foreigners and to foreign envoys were merged with the Greek concept of natural law, an ideal code applying to all people, to create a “law of nations.” The sanctity of treaties and the law of nations were absorbed by the Roman Catholic Church and preserved in the centuries after the Western Roman Empire collapsed, and a foundation was thus provided for the more-sophisticated doctrines of international law that began to emerge along with the European nation-state a millennium later.
Cultures of Revisionism
The second group of articles explores the relationship between cultural diplomacy and geopolitical struggles over the shape of the European international system in the interwar decades. Three articles explore cases in which coalitions of political leaders and private individuals and groups launched cultural diplomatic programmes that were designed to promote the revision of the interwar international political settlement – yet did so, ironically, in contexts that were marked by the spirit of international cooperation. Peter Polak-Springer's study of the German–Polish ‘summer vacation exchange for children’ from 1924 to 1938 shows how a cross-border exchange programme of the kind usually celebrated for promoting international understanding was mobilised in the service of ethnic-nationalist conflict in the disputed region of Upper Silesia.
Within the multi-faceted programme of cultural diplomacy developed in interwar Hungary, Zsolt Nagy shows, Hungarian officials brought international religious, cultural and youth events to Hungary in a calculated gambit: hosting events like the Fourth World Scout Jamboree (1933) and the International Eucharistic Congress (1938) would strengthen Hungary's claim to being the leading state in the region, and thereby legitimate its demands for a revision of the Treaty of Trianon that had stripped the pre-war Kingdom of Hungary of so much territory and population. In this way, Hungarian officials – working with private agencies in and outside of the country – pursued a cultural internationalism in the service of nationalist revisionism.
Elisabeth Piller's article documents the way transatlantic student exchanges were likewise repurposed to serve competing visions of the international order. While German officials hoped to use these to build a transatlantic ‘friendship’ with the Americans that could serve Berlin's revisionist politics, French officials – nervously observing the Germans’ programmes – expanded their own transatlantic academic outreach in order to gain US support in maintaining the system created at Versailles. This was only one of several cases, documented in this special issue, in which revisionist cultural diplomacy had powerful ripple effects on the development of policy initiatives elsewhere in Europe.
European Commission Policies and Initiatives
Sport & Intercultural Dialogue, LinksDossier, EurActiv.com, 25 March 2008
Public Diplomacy and EU Enlargement: The Case of Poland, Beata Ociepka and Marta Ryniejska, Netherlands Institute of International Relations "Clingendael," 2005
Wider Europe—Neighbourhood: A New Framework for Relations with our Eastern and Southern Neighbours, Communication from the Commission to the Council and the European Parliament, Brussels, 11 March 2003.
European Diplomacy - History
One notable exception involved the relationship between the Pope and the Byzantine Emperor. Papal agents, called apocrisiarii, were permanently resident in Constantinople. After the 8th century, however, conflicts between the Pope and the Emperor (such as the Iconoclastic controversy) led to the breaking down of these close ties.
Modern diplomacy's origins are often traced to the states of Northern Italy in the early Renaissance, with the first embassies being established in the thirteenth century. Milan played a leading role, especially under Francesco Sforza who established permanent embassies to the other cities states of Northern Italy. It was in Italy that many of the traditions of modern diplomacy began, such as the presentation of an ambassador's credentials to the head of state.
The practice spread from Italy to the other European powers. Milan was the first to send a representative to the court of France in 1455. Milan however refused to host French representatives fearing espionage and possible intervention in internal affairs. As foreign powers such as France and Spain became increasingly involved in Italian politics the need to accept emissaries was recognized. Soon all the major European powers were exchanging representatives. Spain was the first to send a permanent representative when it appointed an ambassador to the Court of England in 1487. By the late 16th century, permanent missions became the standard.
Many of the conventions of modern diplomacy developed during this period. The top rank of representatives was an ambassador. An ambassador at this time was almost always a nobleman - the rank of the noble varied with the prestige of the country he was posted to. Defining standards emerged for ambassadors, requiring that they have large residences, host lavish parties, and play an important role in the court life of the host nation. In Rome, the most important post for Catholic ambassadors, the French and Spanish representatives sometimes maintained a retinue of up to a hundred people. Even in smaller posts, ambassadors could be very expensive. Smaller states would send and receive envoys who were one level below an ambassador.
Ambassadors from each state were ranked by complex codes of precedence that were much disputed. States were normally ranked by the title of the sovereign for Catholic nations the emissary from the Vatican was paramount, then those from the kingdoms, then those from duchies and principalities. Representatives from republics were considered the lowest envoys.
Ambassadors at that time were nobles with little foreign or diplomatic experience and needed to be supported by a large embassy staff. These professionals were sent on longer assignments and were far more knowledgeable about the host country. Embassy staff consisted of a wide range of employees, including some dedicated to espionage. The need for skilled individuals to staff embassies was met by the graduates of universities, and this led to an increase in the study of international law, modern languages, and history at universities throughout Europe.
At the same time, permanent foreign ministries were established in almost all European states to coordinate embassies and their staffs. These ministries were still far from their modern form. Many had extraneous internal responsibilities. Britain had two departments with frequently overlapping powers until 1782. These early foreign ministries were also much smaller. France, which boasted the largest foreign affairs department, had only 70 full-time employees in the 1780s.
The elements of modern diplomacy slowly spread to Eastern Europe and arrived in Russia by the early eighteenth century. The entire system was greatly disrupted by the French Revolution and the subsequent years of warfare. The revolution would see commoners take over the diplomacy of the French state, and of those conquered by revolutionary armies. Ranks of precedence were abolished. Napoleon also refused to acknowledge diplomatic immunity, imprisoning several British diplomats accused of scheming against France. He had no patience for the often slow moving process of formal diplomacy.
Freie Universität Berlin
This course surveys the history of German diplomacy in the context of Europeandiplomacy from the late 1700s until today and its relationship with U.S. diplomacy and theinfluence of other players on the world scene. Thus the course offers a comparativeperspective on the developments in the countries involved.
The American Independence had just happened in1783, the French Revolution was aboutto happen in 1789. Soon thereafter Napoleon’s conquests created a French Empire that,at its height in 1813, stretched from Seville to Moscow. Following the final defeat of Napoleon at the Battle of Waterloo in 1815, diplomats and statesmen created the newstructure of Europe at the Congress of Vienna (1815). This structure was called the Concert of Europe, and was based on a set of informal norms that should henceforthgovern relations between states.
The strength of this new regime was put to a test by liberal national movements thatproved difficult to contain as well as various crises caused by the instability of the OttomanEmpire and the creation of a new form of European nation-states (i.e. Italy in 1866 and Germany in 1871). Europe at that time took a close look at the American Civil War (1861-65). The character of European diplomacy was profoundly altered, especially by Bismarck’s particular brand of foreign policy from 1871 to1890 and a new wave of imperialism, but also by the idea of internationalism.
In 1914, a minor crisis in Sarajevo turned into the First World War, which in 1917 alsoinvolved the United States. In response, the statesmen taking part in the Paris Peace Conferences in 1919 sought to institutionalize a system of collective security (without U.S.participation). However, with the advent of new aggressive and belligerent regimes in Italy,Japan, and Germany, this endeavor failed. Western democracies could not appeaseHitler.
After the Second World War (1939-45), with the United States taking part from 1941 onward, Germany became a divided nation. West Germany was occupied until 1955.Great Britain and France both lost their Empires in the 1960s. From 1951 onward, WesternEurope tried to pursue integration on a regional level which, at first, focused on economicintegration. Only in 1992 did European states intensify integration on a political and diplomatic level as well. The violent break-up of Yugoslavia in 1991 with its ensuing ethnictensions and the embarrassing display of European disunity hastened this process.
Tensions between the Soviet Union and its allies focused mainly on Europe. It led to theviolent uprising in Hungary in 1956, the creation of the Berlin Wall in 1961, and the suppression of the Prague Spring in 1968. The pursuit of Ostpolitik, mainly instituted by the West German Government from 1972 onward, the so-called Helsinki Process of the Conference for Security and Cooperation in Europe (CSCE), starting in 1975, andespecially the subsequent slowly developing economic and moral collapse of the Sovietsystem eventually led to the fall of the Berlin Wall on 9 November 1989 and GermanUnification on 3 October 1990, the creation of democratically elected regimes in Centraland Eastern Europe, and the end of the Soviet Union in 1991.
The accelerated integration of the European Union (EU), especially the creation of theEuro in 1999, expansion of EU membership to the new democracies of Central and Eastern Europe from 2004 onward, the military conflict in the Ukraine and the annexationof the Crimea by Russia in 2014 have combined to set the stage for diplomacy in Europein 2018 and the years to come.
The course will show that it is essential to focus on the past as a basis for understandingthe present and making guesses about the future. Current issues of diplomacy in Europe and their potential impact on the future, also in light of the events of the past, will be discussed in the context of press surveys (student presentations) at the beginning of eachsession. The instructor and students will jointly identify, based on the topics of eachsession and the reading assignments for each session, possible relevant points for todayand the short- as well as long-term future.